DFX Intelligence

A•• R••• E••••• I••••••••• M••••••• U• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 10b 100b

A•• R••• E••••• I••••••••• M••••••• U• L••

CRD 167667

NEW YORK, NY

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Search this name across graphsid dfx:ria:b51fe990-a0f1-a670-3f63-7601c13ce1b2

Data as of Mar 31, 2021 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:59 AM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 7
On other graphs: 1
Observed: Aug 1, 2013 to Mar 31, 2021
17 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Real Estate Fundsidentity

A•• R••• E••••• I••••••••• M••••••• U• L••

R••• estate fund manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $12B••• Locked
Discretionary RAUM: $81.9M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 40
Advisory employees

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
C••••••••• C•••••••• M••••••• F•••	Other Private Fund	$1.2M	Mar 30, 2020	2	Mar 22, 2013	reported	n/a

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A•• I••••••••• M••••••• S•	Shareholder	E	yes	07/2001	Aug 1, 2013	Mar 31, 2021
A•• R••• E••••• I••••••••• M••••••• S•	Member	E	yes	08/2010	Aug 1, 2013	Mar 31, 2021

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
A•• I••••••••• M••••••• I••	n/a	Asset manager	$79B	N	yes	n/a
A•• I••••••••• M••••••• D••••••••• G•••	n/a	n/a	n/a	N	yes	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
Alpharetta	Ga	United States	23	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2020

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2020	$12B	$11B	13.1%	$796M	146.7%	40	41	1	1

Relationships

Affiliated with (1)

→ A•• I••••••••• M••••••• U• I••Registered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV

Controls (8)

← R••••• T•••••••OwnerDIRECTOR, ownership code NA, individual
Mar 31, 2021 to presentfactForm ADV
← M•••••••• S••••••• D••••OwnerHEAD OF NORTH AMERICA R••• ASSETS & DIRECTOR, ownership code NA, individual
Jan 10, 2017 to presentfactForm ADV
← L••••••• F••••• S•••••Owner

Dated events

Occurred
Mar 31, 2021
Control person joined
••• Locked
Form ADVobserved 8 days ago
Occurred
Mar 30, 2020
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$9.7B
Occurred
Mar 30, 2020
Control person joined
••• Locked
Form ADVobserved 8 days ago
Occurred
Mar 30, 2020
Control person joined

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b51fe990-a0f1-a670-3f63-7601c13ce1b2
First observed: Aug 1, 2013
Last observed: Mar 31, 2021 66 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.