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Advisor at PENCE CAPITAL MANAGEMENT, LLC
NEWPORT BEACH, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| PENCE CAPITAL MANAGEMENT, LLC | Other adviser | Jan 3, 2023 | n/a | yes | NEWPORT BEACH, CA | Current employment |
| LPL FINANCIAL LLC | Bd affiliated wealth | Jun 23, 2021 | n/a | yes | NEWPORT BEACH, CA | Current employment |
| PENCE WEALTH MANAGEMENT, INC. | n/a | Jan 3, 2023 | Dec 4, 2023 | no | NEWPORT BEACH, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PENCE WEALTH MANAGEMENT, INC. | PENCE CAPITAL MANAGEMENT, LLC | Dec 4, 2023 | Jan 3, 2023 | -335 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 146599:281739:CA:2023-12-04 | Dec 4, 2023 | Jan 3, 2023 | NEWPORT BEACH, CA | Firm change after gap |