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RIA / WealthRegistered adviserother adviserSEC registeredRAUM 1b 10b

PENCE CAPITAL MANAGEMENT, LLC

CRD 281739

NEWPORT BEACH, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7fbf4896-98f9-9a71-a3d9-a7d76d6b3b3d

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:58 PM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 5
On other graphs: 0
Observed: Feb 11, 2016 to Mar 30, 2026
11 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: other adviserderivedprivate_client_share=0.0 fund_share=0.12 institutional_share=0.0 related_bd=false related_bank=false bd_reps=7.0
Regulatory AUM: $1.5BItem 5.F on the latest filing (2026-03-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $0
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 7
RAUM per advisor: $220Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 14
Advisory employees: 8
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 350
SEC number: 801-128559
CRD: 281739
Filings on the tape: 11
First filed: Feb 11, 2016
Latest filed: Mar 30, 2026
Organised: Limited Liability Company, DE

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
LAILA SOBHI MARSHALL-PENCE	Certified Financial Planner	NEWPORT BEACH, CA \| TORRANCE, CA	28	44	1	yes
ELDON DRYDEN PENCE	n/a	NEWPORT BEACH, CA	23	39	3	yes
CHAD EUGENE KRIEG	n/a	NEWPORT BEACH, CA \| AZUSA, CA	16	22	1	yes
ALI RAMAZAN ARIK	n/a	NEWPORT BEACH, CA	13	14	1	yes
IAN VENZON	n/a	NEWPORT BEACH, CA	8	10	1	yes
RAMILO RAMOS REYES	n/a	NEWPORT BEACH, CA	5	10	1	yes
Garrett Backus	n/a	NEWPORT BEACH, CA	1	17	n/a	yes

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
MARSHALLPENCE, LAILA, SOBHI	Member	D	yes	12/2015	Feb 11, 2016	Jun 13, 2024
PENCE, ELDON, DRYDEN	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	D	yes	12/2015	Feb 11, 2016	Jun 13, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
PENCE INSURANCE CENTER	n/a	n/a	n/a	Y	yes	n/a
PENCE REAL ESTATE, INC.	n/a	n/a	n/a	N	no	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 3 of 4

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Private funds	Fund GAV
2025	Mar 30, 2026	$1.5B	$0	14	8	n/a	n/a
2024	Mar 27, 2025	$1.4B	$0	17	12	n/a	n/a
2023	Mar 27, 2024	$1.1B	$0	15	12	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.5B	$1.4B	12.8%	n/a	n/a	14	17	0	0

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
PENCE WEALTH MANAGEMENT, INC.	5	Dec 4, 2023	Jan 3, 2023	NEWPORT BEACH, CA	Team lift out	Other	45.5%

Relationships

Registered with (8)

← Garrett BackusAdvisorregistration: current employment
Jun 26, 2026 to presentfactForm ADV
← CHAD EUGENE KRIEGAdvisorregistration: current employment
Jan 3, 2023 to presentfactForm ADV
← ALI RAMAZAN ARIKAdvisorregistration: current employment
Jan 3, 2023 to presentfactForm ADV
← RAMILO RAMOS REYESAdvisorregistration: current employment
Jan 3, 2023 to presentfactForm ADV
← IAN VENZONAdvisorregistration: current employment
Apr 12, 2021 to presentfactForm ADV
← LAILA SOBHI MARSHALL-PENCEAdvisorregistration: current employment
Jun 8, 2016 to presentfactForm ADV
← ELDON DRYDEN PENCEAdvisorregistration: current employment
Mar 16, 2016 to presentfactForm ADV
← LLEWELLYN RAYMOND HAYESAdvisorregistration: previous registration
Mar 12, 2016 to Mar 4, 2018factForm ADV

Controls (2)

← PENCE, ELDON, DRYDENOwnerMANAGING MEMBER/CHIEF COMPLIANCE OFFICER, ownership code D, individual
Feb 11, 2016 to Jun 13, 2024factForm ADV
← MARSHALLPENCE, LAILA, SOBHIOwnerMEMBER, ownership code D, individual
Feb 11, 2016 to Jun 13, 2024factForm ADV

Dated events

Occurred
Jan 5, 2026
Regulatory AUM changed
Pence Capital Management, Llc reported RAUM $1.7B, up 26% from $1.4B (2025-03-27 to 2026-01-05)
Form ADVobserved 5 days ago
$357M
Occurred
Mar 27, 2025
Regulatory AUM changed
Pence Capital Management, Llc reported RAUM $1.4B, up 26% from $1.1B (2024-06-13 to 2025-03-27)
Form ADVobserved 5 days ago
$280M
Occurred
Dec 4, 2023
Team lift-out
5 advisors left Pence Wealth Management, Inc. (Newport Beach, CA) for Pence Capital Management, LLC on the same day
Form ADVobserved 5 days ago
5 advisors
Occurred
Jul 12, 2023
Control person left
R Llewllyn Hayes (Chief Compliance Officer) no longer on Schedule A of Pence Capital Management, Llc (listed 2016-06-29, absent 2023-07-12)
Form ADVobserved 5 days ago
Occurred
Feb 11, 2016
First Form ADV filing
Pence Capital Management, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7fbf4896-98f9-9a71-a3d9-a7d76d6b3b3d
First observed: Feb 11, 2016
Last observed: Mar 30, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

PENCE CAPITAL MANAGEMENT, LLC

CRD 281739

NEWPORT BEACH, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7fbf4896-98f9-9a71-a3d9-a7d76d6b3b3d

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:58 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

LAILA SOBHI MARSHALL-PENCE

Certified Financial Planner

NEWPORT BEACH, CA | TORRANCE, CA

yes

ELDON DRYDEN PENCE

n/a

NEWPORT BEACH, CA

yes

CHAD EUGENE KRIEG

n/a

NEWPORT BEACH, CA | AZUSA, CA

yes

ALI RAMAZAN ARIK

n/a

NEWPORT BEACH, CA

yes

IAN VENZON

n/a

NEWPORT BEACH, CA

yes

RAMILO RAMOS REYES

n/a

NEWPORT BEACH, CA

yes

Garrett Backus

n/a

NEWPORT BEACH, CA

n/a

yes

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

MARSHALLPENCE, LAILA, SOBHI

Member

yes

12/2015

Feb 11, 2016

Jun 13, 2024

PENCE, ELDON, DRYDEN

MANAGING MEMBER/CHIEF COMPLIANCE OFFICER

yes

12/2015

Feb 11, 2016

Jun 13, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

PENCE INSURANCE CENTER

n/a

yes

n/a

PENCE REAL ESTATE, INC.

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 30, 2026

$1.5B

n/a

2024

Mar 27, 2025

$1.4B

n/a

2023

Mar 27, 2024

$1.1B

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$1.5B

$1.4B

12.8%

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

PENCE WEALTH MANAGEMENT, INC.

Dec 4, 2023

Jan 3, 2023

NEWPORT BEACH, CA

Team lift out

Other

45.5%