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RIA / WealthAdvisor24 years in industry

STEVEN PATRICK FORD

Advisor at CAPTRUST

Costa Mesa, CA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:01 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 1
On other graphs: 0
Observed: Jan 8, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CAPTRUST
Current firm class: institutional managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 20, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Aug 20, 2002
First registration: Jan 8, 2004
Dual registered: no
IAPD individual key: 4055586

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
Captrust	Institutional manager	Feb 18, 2026	n/a	yes	Costa Mesa, CA	Current employment
ALPHA CUBED INVESTMENTS, LLC	Former SEC adviser	Nov 9, 2015	Apr 30, 2026	no	San Jose, CA\|COSTA MESA, CA\|Mountain View, CA	Previous registration
PROTECTED INVESTORS OF AMERICA	Former SEC adviser	Aug 21, 2015	Oct 1, 2015	no	SAN MATEO, CA\|SAN FRANCISCO, CA	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Sep 17, 2010	Dec 3, 2014	no	SAN MATEO, CA	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Sep 17, 2010	Dec 3, 2014	no	San Mateo, CA	Previous registration
FINANCIAL ADVISERS OF AMERICA, LLC	Former SEC adviser	Aug 12, 2009	Dec 31, 2009	no	DANVILLE, CA	Previous registration
OSAIC WEALTH, INC.	Bd affiliated wealth	Jun 30, 2009	Aug 14, 2009	no	DANVILLE, CA	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Jan 8, 2004	Dec 16, 2008	no	BERKELEY, CA\|BERKELEY, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ALPHA CUBED INVESTMENTS, LLC	Captrust	Apr 30, 2026	Feb 18, 2026	-71	Firm change after gap	Other
PROTECTED INVESTORS OF AMERICA	ALPHA CUBED INVESTMENTS, LLC	Oct 1, 2015	Nov 9, 2015	39	Firm change	Other
TD AMERITRADE, INC.	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Dec 3, 2014	Sep 17, 2010	-1,538	Firm change after gap	Other
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	TD AMERITRADE, INC.	Dec 3, 2014	Sep 17, 2010	-1,538	Channel change	Other
FINANCIAL ADVISERS OF AMERICA, LLC	TD AMERITRADE, INC.	Dec 31, 2009	Sep 17, 2010	260	Firm change	Other
OSAIC WEALTH, INC.	FINANCIAL ADVISERS OF AMERICA, LLC	Aug 14, 2009	Aug 12, 2009	-2	Firm change	Other
CITIGROUP GLOBAL MARKETS INC.	OSAIC WEALTH, INC.	Dec 16, 2008	Jun 30, 2009	196	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
159347:175112:CA:2026-04-30	Apr 30, 2026	Feb 18, 2026	MOUNTAIN VIEW, CA	Firm change after gap
6082:159347:CA:2015-10-01	Oct 1, 2015	Nov 9, 2015	SAN FRANCISCO, CA	Firm change

Relationships

Registered with (8)

→ CAPTRUSTRegistered adviserregistration: current employment
Feb 18, 2026 to presentfactForm ADV
→ ALPHA CUBED INVESTMENTS, LLCRegistered adviserregistration: previous registration
Nov 9, 2015 to Apr 30, 2026factForm ADV
→ PROTECTED INVESTORS OF AMERICARegistered adviserregistration: previous registration
Aug 21, 2015 to Oct 1, 2015factForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Sep 17, 2010 to Dec 3, 2014factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Sep 17, 2010 to Dec 3, 2014factForm ADV
→ FINANCIAL ADVISERS OF AMERICA, LLCRegistered adviserregistration: previous registration
Aug 12, 2009 to Dec 31, 2009factForm ADV
→ OSAIC WEALTH, INC.Registered adviserregistration: previous registration
Jun 30, 2009 to Aug 14, 2009factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Jan 8, 2004 to Dec 16, 2008factForm ADV

Dated events

Occurred
Apr 30, 2026
Advisor changed firm
Steven Patrick Ford left Alpha Cubed Investments, Llc for Captrust (registered 2026-02-18)
Form ADVobserved 4 days ago