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RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

DAVID ALLEN EVANS

Advisor at LPL FINANCIAL LLC

SPRING HILL, FL | HOLIDAY, FL

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Search this name across graphsid dfx:ria:b540f152-09df-ca34-55f3-45d928828633

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 2:45 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Mar 28, 2000 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 28, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Apr 28, 1999
First registration: Mar 28, 2000
Dual registered: yes, broker-dealer
Other names: DAVE EVANS
IAPD individual key: 3069398

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Jan 1, 2026	n/a	yes	HOLIDAY, FL\|SPRING HILL, FL	Current employment
CUNA BROKERAGE SERVICES, INC.	Former SEC adviser	Oct 29, 2008	May 24, 2022	no	BROOKSVILLE, FL\|SPRING HILL, FL\|TAMPA, FL\|PORT RICHEY, FL\|TAMPA, FL\|BROOKSVILLE, FL\|Trinity, FL\|Spring Hill, FL\|WAVERLY, IA	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Feb 2, 2007	Oct 20, 2008	no	NEW PORT RICHEY, FL\|PALM HARBOR, FL\|PORT RICHEY, FL\|TAMPA, FL	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Mar 28, 2000	Sep 19, 2002	no	TOLEDO, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CUNA BROKERAGE SERVICES, INC.	LPL FINANCIAL LLC	May 24, 2022	Jan 1, 2026	1,318	Bulk transfer	Ibd to ibd
WELLS FARGO ADVISORS	CUNA BROKERAGE SERVICES, INC.	Oct 20, 2008	Oct 29, 2008	9	Firm change	Other
AMERIPRISE FINANCIAL SERVICES, LLC	WELLS FARGO ADVISORS	Sep 19, 2002	Feb 2, 2007	1,597	Firm change after gap	Ibd to wirehouse

Relationships

Registered with (4)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Jan 1, 2026 to presentfactForm ADV
→ CUNA BROKERAGE SERVICES, INC.Registered adviserregistration: previous registration
Oct 29, 2008 to May 24, 2022factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Feb 2, 2007 to Oct 20, 2008factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Mar 28, 2000 to Sep 19, 2002factForm ADV

Dated events

No dated event names this entity yet.