DFX Intelligence
Reading the graph
Reading the graph
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Advisor at S•••••••• F•••••••• G••••• I•••
Herber City, UT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| S•••••••• F•••••••• G••••• I••• | Independent wealth | Feb 1, 2019 | n/a | yes | Herber City, UT | Current employment |
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | Bd affiliated wealth | Jan 2, 2009 | Dec 31, 2018 | no | STAMFORD, CT|STAMFORD, CT |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | S•••••••• F•••••••• G••••• I••• | Dec 31, 2018 | Feb 1, 2019 | 32 | Firm change | Ibd to new firm |
| R•••••• J•••• F•••••••• S•••••••• I••• | R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | Jan 2, 2009 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 149018:294314:CT:2018-12-31 | Dec 31, 2018 | Feb 1, 2019 | STAMFORD, CT | Firm change |
| R•••••• J•••• F•••••••• S•••••••• I••• | n/a | Mar 11, 2008 | Jan 2, 2009 | no | STAMFORD, CT | Previous registration |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Wirehouse | Jun 17, 1996 | Mar 4, 2008 | no | FAIRFIELD, CT|STAMFORD, CT|STAMFORD, CT | Previous registration |
| 0 |
| Bulk transfer |
| Other |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | R•••••• J•••• F•••••••• S•••••••• I••• | Mar 4, 2008 | Mar 11, 2008 | 7 | Firm change | Other |