DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

MARY Christine GRAY

Advisor at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

SOUTHBURY, CT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b5599531-8d0e-524f-017d-7a8ee487e0e6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:45 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jul 31, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 3, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Feb 3, 1999
First registration: Jul 31, 2001
Dual registered: yes, broker-dealer
Other names: Mary Christine Gray|MARY CHRISTINE TORRES|MARY CONTE|MARY CHRISITNE TORRES|CONTE CHRISTINE TORRES|MARY CHRISTINE TORRESGRAY|MARY GRAY|Mary Torres
IAPD individual key: 2029228

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Nov 1, 2021	n/a	yes	SOUTHBURY, CT	Current employment
AUSDAL FINANCIAL PARTNERS, INC.	Independent wealth	May 16, 2019	Nov 8, 2019	no	DAVENPORT, IA\|Briston, CT\|Plainville, CT	Previous registration
PROBABILITIES FUND MANAGEMENT, LLC	Former SEC adviser	Jan 7, 2014	Oct 22, 2021	no	SAN DIEGO, CA\|White Plains, NY	Previous registration
WELLS FARGO INVESTMENTS, LLC	n/a	Jul 31, 2001	Aug 6, 2007	no	SAN DIEGO, CA\|SAN DIEGO, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PROBABILITIES FUND MANAGEMENT, LLC	AUSDAL FINANCIAL PARTNERS, INC.	Oct 22, 2021	May 16, 2019	-890	Firm change after gap	Other
AUSDAL FINANCIAL PARTNERS, INC.	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Nov 8, 2019	Nov 1, 2021	724	Firm change after gap	RIA to wirehouse
WELLS FARGO INVESTMENTS, LLC	PROBABILITIES FUND MANAGEMENT, LLC	Aug 6, 2007	Jan 7, 2014	2,346	Firm change after gap	Other

Relationships

Registered with (4)

→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: current employment
Nov 1, 2021 to presentfactForm ADV
→ PROBABILITIES FUND MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jan 7, 2014 to Oct 22, 2021factForm ADV
→ AUSDAL FINANCIAL PARTNERS, INC.Registered adviserregistration: previous registration
May 16, 2019 to Nov 8, 2019factForm ADV
→ WELLS FARGO INVESTMENTS, LLCRegistered adviserregistration: previous registration
Jul 31, 2001 to Aug 6, 2007factForm ADV

Dated events

No dated event names this entity yet.