DFX Intelligence

K•••••• S• B••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor12 years in industry

K•••••• S• B••••

Advisor at D•••••• A•••••••• L••

ST. LOUIS, MO

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Search this name across graphsid dfx:ria:b55e888c-5952-9b11-1ab3-453f6626894a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:40 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Dec 22, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: D•••••• A•••••••• L••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Feb 10, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
D•••••• A•••••••• L••	Mixed wealth	Jul 6, 2026	n/a	yes	ST. LOUIS, MO	Current employment
C•••••• S••••• • C••• I•••	National bd RIA	Jan 26, 2022	Jun 26, 2026	no	St Louis, MO\|Clayton, MO	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• S••••• • C••• I•••	D•••••• A•••••••• L••	Jun 26, 2026	Jul 6, 2026	10	Firm change	Ibd to RIA
T• A••••••••• I••••••••• M••••••••• L••	C•••••• S••••• • C••• I•••	Sep 7, 2023	Jan 26, 2022

Relationships

Registered with (5)

→ D•••••• A•••••••• L••Registered adviserregistration: current employment
Jul 6, 2026 to presentfactForm ADV
→ C•••••• S••••• • C••• I•••Registered adviserregistration: previous registration
Jan 26, 2022 to Jun 26, 2026factForm ADV
→ T• A••••••••• I••••••••• M••••••••• L••Registered adviserregistration: previous registration
Feb 8, 2021 to Sep 7, 2023factForm ADV
→ T• A••••••••• I•••

Dated events

Occurred
Jun 26, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b55e888c-5952-9b11-1ab3-453f6626894a
First observed: Dec 22, 2016
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.