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K••• A•••• F••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Consultantdual registered (broker-dealer)27 years in industry

K••• A•••• F••••••

Advisor at S•••••• S•••••••••

HOUSTON, TX | Westminster, CO

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Search this name across graphsid dfx:ria:b5602617-8b6e-d140-7d74-8bc465175b09

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:36 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Jan 1, 1999 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••• S•••••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 1, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 15derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••• S•••••••••	Bd affiliated wealth	Apr 13, 2011	n/a	yes	Westminster, CO\|HOUSTON, TX\|HOUSTON, TX	Current employment
F•••••••••	Mixed wealth	Jan 8, 2018	Nov 22, 2023	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
F•••••••••	n/a	Nov 22, 2023	n/a	n/a	Departure no registered destination	Departure
J••••••• C••••••• I•••	S•••••• S•••••••••	Jun 30, 2018	Apr 13, 2011

Relationships

Registered with (6)

→ S•••••• S•••••••••Registered adviserregistration: current employment
Apr 13, 2011 to presentfactForm ADV
→ F•••••••••Registered adviserregistration: previous registration
Jan 8, 2018 to Nov 22, 2023factForm ADV
→ J••••••• C••••••• I•••Registered adviserregistration: previous registration
Nov 12, 2007 to Jun 30, 2018factForm ADV
→ E••••• I••••••••• A•••••••Registered adviser

Dated events

Occurred
Nov 22, 2023
Advisor departed, no destination yet
K••• A•••• F•••••• no longer registered at Familywealth; no later IA registration on IAPD
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b5602617-8b6e-d140-7d74-8bc465175b09
First observed: Jan 1, 1999
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.