DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

K••• A•••• F••••••

S•••••• S•••••••••BD affiliatedHouston, Tx dual registrantIAPD 2471300

Chartered Financial Consultant

Feed of 09/15/2026

Also filed as A•••• K••• F••••••

At current firm

15 y

since Apr 13, 2011

In the industry

27 y

since Jan 1, 1999 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

S•••••• S••••••••• BD affiliated current
since Apr 13, 2011 · Westminster, Co
F••••••••• mixed wealth
Jan 8, 2018 to Nov 22, 2023 · Aurora, Co
F••••••••• mixed wealth
Sep 27, 2017 to Dec 31, 2017 · Aurora, Co
J••••••• C••••••• I••• former
Nov 12, 2007 to Jun 30, 2018 · Aurora, Co
E••••• I••••••••• A••••••• unclassified
Nov 9, 2007 to Jan 27, 2011 · Austin, Tx
M•• I•••••••• S•••••••• L•• BD affiliated
Mar 5, 2004 to Nov 14, 2007 · Denver, Co
N•• E•••••• S••••••••• C••••••••• former
Jan 1, 1999 to Mar 5, 2004 · Denver, Co

Moves

a registration end followed by a registration begin elsewhere

F••••••••• to no registered destination
left Nov 22, 2023 · Departure, no registered destination
J••••••• C••••••• I••• to S•••••• S•••••••••
left Jun 30, 2018, registered Apr 13, 2011 (-2635 days) · Other
E••••• I••••••••• A••••••• to J••••••• C••••••• I•••
left Jan 27, 2011, registered Nov 12, 2007 (-1172 days) · Other
M•• I•••••••• S•••••••• L•• to E••••• I••••••••• A•••••••
left Nov 14, 2007, registered Nov 9, 2007 (-5 days) · Other
N•• E•••••• S••••••••• C••••••••• to M•• I•••••••• S•••••••• L••
left Mar 5, 2004, registered Mar 5, 2004 (0 days) · Other

Signals

K••• A•••• F•••••• no longer registered at Familywealth; no later IA registration on IAPD
Nov 22, 2023 · Advisor departure · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 27derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address