DFX Intelligence

S•••• E•••••••• P•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor16 years in industry

S•••• E•••••••• P•••••

Advisor at F•••••••• A•••••••• L••

COTTONWOOD HEIGHTS, UT | Columbia Station, OH

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Search this name across graphsid dfx:ria:b561be43-f666-dbc1-459a-97828c6b3d34

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:10 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jul 27, 2023 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•••••••• A•••••••• L••
Current firm class: institutional managerderived
Book size: not public••• Locked
Industry start: Apr 1, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A•• C•••••••••	I•••••••••_MANAGER	Aug 12, 2026	n/a	yes	Columbia Station, OH\|COTTONWOOD HEIGHTS, UT	Current employment
F•••••••• A•••••••• L••	I•••••••••_MANAGER	Aug 12, 2026	n/a	yes	Columbia Station, OH\|COTTONWOOD HEIGHTS, UT

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••• P••••••• I••••••••• A•••••••• L••	F•••••••• A•••••••• L••	Aug 4, 2026	Aug 12, 2026	8	Firm change	Other

Relationships

Registered with (3)

→ F•••••••• A•••••••• L••Registered adviserregistration: current employment
Aug 12, 2026 to presentfactForm ADV
→ A•• C•••••••••Registered adviserregistration: current employment
Aug 12, 2026 to presentfactForm ADV
→ C••••••• P••••••• I••••••••• A•••••••• L••Registered adviserregistration: previous registration
Jul 27, 2023 to Aug 4, 2026factForm ADV

Dated events

Occurred
Aug 4, 2026
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b561be43-f666-dbc1-459a-97828c6b3d34
First observed: Jul 27, 2023
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.