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A•• C•••••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserinstitutional managerSEC registeredRAUM 100m 1b

A•• C•••••••••

A•• C•••••••••, LLC, CRD 131129

COTTONWOOD HEIGHTS, UT

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Search this name across graphsid dfx:ria:e3990763-1016-4c59-b32d-04d143f606b9

Data as of Aug 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:31 AM UTC and rebuilt at most every 15 minutes.

Relationships: 28
Dated events: 8
On other graphs: 1
Observed: Mar 1, 2012 to Aug 31, 2026
37 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Allocatorsidentity

A•• C•••••••••

Investment consultant · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: institutional managerderivedprivate_client_share=0.09 fund_share=0.0 institutional_share=0.91 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $697MItem 5.F on the latest filing (2026-08-31); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $517M
Private client RAUM: $61.6MderivedItem 5.D individuals plus high net worth individuals
Private client share: 9%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 7
RAUM per advisor

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
P•••• A•••••• M••••••	Certified Financial Planner	COTTONWOOD HEIGHTS, UT	11	13	n/a	no
T•••••• A•• G•••••••	n/a	Arlington, TX	4	27

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
D••••• S••••• B•••••	CHIEF EXECUTIVE OFFICER	Na	yes	03/2024	Mar 28, 2024	Mar 28, 2024
F•••••••• S••••••• G••••• L••	Owner	E	yes	01/2021	Mar 29, 2021

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
E•••••••• A•••••••• L••	n/a	Former SEC adviser	$3.1B	N	yes	n/a
F•••••••• A•••••••• L••	n/a	Institutional manager	$520M	N	yes

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 15 of 17

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
3	0	3	0.0%	2	0	0	3	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$697M	$576M	21.0%	$468M	14.2%	4	4	3	3

Relationships

Affiliated with (2)

→ F•••••••• A•••••••• L••Registered adviserother investment adviser, common control
factForm ADV
→ E•••••••• A•••••••Registered adviserother investment adviser, common control
factForm ADV

Registered with (9)

← T••••• L• S••••Advisorregistration: current employment
Aug 14, 2026 to presentfactForm ADV
← SARAH ELIZABETH PARKER

Dated events

Occurred
Mar 28, 2024
Control person joined
B••••• S•••• D•••• (Chief Executive Officer) appeared on Schedule A of A•• C•••••••••
Form ADVobserved 7 days ago
Occurred
Nov 28, 2022
Control person left
Nmi Lawrence Solomon (President) no longer on Schedule A of A•• C••••••••• (listed 2022-09-12, absent 2022-11-28)
Form ADVobserved 7 days ago
Occurred
Nov 28, 2022
Control person joined
A Christopher Mautz (President) appeared on Schedule A of A•• C•••••••••
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e3990763-1016-4c59-b32d-04d143f606b9
First observed: Mar 1, 2012
Last observed: Aug 31, 2026 22 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

2025	Apr 17, 2026	$697M	$517M	4	3	3	n/a	n/a
2024	Apr 11, 2025	$576M	$410M	4	3	3	n/a	n/a
2023	Mar 28, 2024	$512M	$367M	4	3	3	n/a	n/a
2022	Mar 10, 2023	$468M	$338M	4	4	1	n/a	n/a
2021	Mar 23, 2022	$478M	$354M	5	3	1	n/a	n/a
2020	Mar 29, 2021	$423M	$339M	6	4	1	n/a	n/a
2019	Mar 17, 2020	$428M	$282M	6	4	1	n/a	n/a
2018	Mar 22, 2019	$318M	$218M	5	5	1	n/a	n/a
2017	Mar 13, 2018	$269M	$193M	5	5	1	n/a	n/a
2016	Mar 22, 2017	$171M	$112M	4	4	n/a	n/a	n/a
2015	Mar 29, 2016	$146M	$72.6M	3	3	n/a	n/a	n/a
2014	Mar 30, 2015	$144M	$89.4M	4	2	n/a	n/a	n/a
2013	Mar 21, 2014	$116M	$46.5M	4	2	n/a	n/a	n/a
2012	Mar 28, 2013	$93.0M	$30.0M	4	2	n/a	n/a	n/a
2011	Mar 1, 2012	$90.5M	$24.0M	n/a	n/a	n/a	n/a	n/a