DFX Intelligence

B•••••• E••••• M••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultantdual registered (broker-dealer)27 years in industry

B•••••• E••••• M••••••

Advisor at K••••• A•••••••• I•••

NAPOLEON, OH | FT. LAUDERDALE, FL

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Search this name across graphsid dfx:ria:b56317c3-8552-d6ad-6ae9-c77619908ccb

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:46 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Aug 8, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: K••••• A•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 11, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 18derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
K••••• A•••••••• I•••	Bd affiliated wealth	Feb 25, 2008	n/a	yes	NAPOLEON, OH\|FT. LAUDERDALE, FL	Current employment
C•••••••• I••••••••• R••••••• A•••••••• I•••	Bd affiliated wealth	Nov 13, 2007	Mar 11, 2008	no	NAPOLEON, OH

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••••• I••••••••• R••••••• A•••••••• I•••	K••••• A•••••••• I•••	Mar 11, 2008	Feb 25, 2008	-15	Firm change	Other
T••••••• I••••••••• M••••••••• I•••	C•••••••• I••••••••• R••••••• A•••••••• I•••	Oct 25, 2007	Nov 13, 2007

Relationships

Registered with (3)

→ K••••• A•••••••• I•••Registered adviserregistration: current employment
Feb 25, 2008 to presentfactForm ADV
→ C•••••••• I••••••••• R••••••• A•••••••• I•••Registered adviserregistration: previous registration
Nov 13, 2007 to Mar 11, 2008factForm ADV
→ T••••••• I••••••••• M••••••••• I•••Registered adviserregistration: previous registration
Aug 8, 2002 to Oct 25, 2007factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b56317c3-8552-d6ad-6ae9-c77619908ccb
First observed: Aug 8, 2002
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.