DFX Intelligence

P••• N••••••• B•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

P••• N••••••• B•••••

Advisor at B•••••• W•••••• W••••• M•••••••••

SCOTTSDALE, AZ

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Search this name across graphsid dfx:ria:b576e61b-9152-534a-f1ae-0f7825ecfa03

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:54 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Dec 11, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B•••••• W•••••• W••••• M•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Jul 10, 2025	n/a	yes	SCOTTSDALE, AZ	Current employment
B•••••• W•••••• W••••• M•••••••••	Independent wealth	Jun 12, 2023	n/a	yes	SCOTTSDALE, AZ	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N••• F•••••••• G••••• I•••	B•••••• W•••••• W••••• M•••••••••	Jul 10, 2025	Jun 12, 2023	-759	Firm change after gap	Other

Team moves

••• Locked

Team	Left	Joined	From	Kind
46214:324410:TX:2025-07-10	Jul 10, 2025	Jun 12, 2023	HOUSTON, TX	Firm change after gap

Relationships

Registered with (3)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Jul 10, 2025 to presentfactForm ADV
→ B•••••• W•••••• W••••• M•••••••••Registered adviserregistration: current employment
Jun 12, 2023 to presentfactForm ADV
→ N••• F•••••••• G••••• I•••Registered adviserregistration: previous registration
Dec 11, 2018 to Jul 10, 2025factForm ADV

Dated events

Occurred
Jul 10, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b576e61b-9152-534a-f1ae-0f7825ecfa03
First observed: Dec 11, 2018
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.