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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

BLAKELY WALTERS WEALTH MANAGEMENT

BLAKELY WALTERS WEALTH MANAGEMENT LLC, CRD 324410

SCOTTSDALE, AZ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6e431396-f985-d6c0-fd8a-9bca0524924c

Data as of Apr 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:04 PM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 4
On other graphs: 0
Observed: May 3, 2023 to Apr 27, 2026
8 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=5.0
Regulatory AUM: $174MItem 5.F on the latest filing (2026-04-27); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $174M
Private client RAUM: $174MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 5
RAUM per advisor: $34.7Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 7
Advisory employees: 5
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 548
Individual clients: 261
High net worth clients: 53
SEC number: 801-128098
CRD: 324410
Filings on the tape: 8
First filed: May 3, 2023
Latest filed: Apr 27, 2026
Organised: Limited Liability Company, AZ
Website: blakelywalters.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
SLOAN DYLAN WALTERS	n/a	SCOTTSDALE, AZ	3	19	1	yes
KATHRYN SWAN	n/a	SCOTTSDALE, AZ	3	12	1	yes
JAMES CARLYLE BLAKELY	n/a	SCOTTSDALE, AZ	3	24	1	yes
Paul Nicholas Butler	n/a	SCOTTSDALE, AZ	3	11	1	yes
Edward Connor Maruna	n/a	SCOTTSDALE, AZ	1	14	1	yes

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BLAKELY, JAMES, CARLYLE	MANAGING PARTNER	D	yes	07/2009	May 3, 2023	Mar 26, 2024
WALTERS, SLOAN, DYLAN	MANAGING PARTNER AND CHIEF COMPLIANCE OFFICER	D	yes	07/2009	May 3, 2023	Mar 26, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
BLAKELY WALTERS INSURANCE LLC	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 3 of 4

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Private funds	Fund GAV
2025	Apr 27, 2026	$174M	$174M	7	5	n/a	n/a
2024	Mar 31, 2025	$146M	$146M	6	4	n/a	n/a
2023	Mar 26, 2024	$117M	$117M	5	4	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	1	2

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$174M	$146M	19.3%	n/a	n/a	7	6	0	0

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
NEXT FINANCIAL GROUP, INC.	4	Jul 10, 2025	Jun 12, 2023	HOUSTON, TX	Team lift out	Ibd to RIA	1.6%

Relationships

Registered with (7)

← Edward Connor MarunaAdvisorregistration: current employment
Mar 4, 2025 to presentfactForm ADV
← JAMES CARLYLE BLAKELYAdvisorregistration: current employment
Jun 12, 2023 to presentfactForm ADV
← Paul Nicholas ButlerAdvisorregistration: current employment
Jun 12, 2023 to presentfactForm ADV
← SLOAN DYLAN WALTERSAdvisorregistration: current employment
Jun 9, 2023 to presentfactForm ADV
← KATHRYN SWANAdvisorregistration: current employment
Jun 9, 2023 to presentfactForm ADV
← Nicholas LisleAdvisorregistration: previous registration
Jun 12, 2023 to Jul 17, 2024factForm ADV
← Nathaniel Jordan DoddAdvisorregistration: previous registration
Jun 9, 2023 to Feb 1, 2024factForm ADV

Controls (2)

← BLAKELY, JAMES, CARLYLEOwnerMANAGING PARTNER, ownership code D, individual
May 3, 2023 to Mar 26, 2024factForm ADV
← WALTERS, SLOAN, DYLANOwnerMANAGING PARTNER AND CHIEF COMPLIANCE OFFICER, ownership code D, individual
May 3, 2023 to Mar 26, 2024factForm ADV

Moved with (1)

← NEXT FINANCIAL GROUP, INC.Registered adviser4 advisors, team lift out, same day
Jul 10, 2025 to Jun 12, 2023factForm ADV

Dated events

Occurred
Jul 10, 2025
Team lift-out
4 advisors left Next Financial Group, Inc. (Houston, TX) for Blakely Walters Wealth Management on the same day
Form ADVobserved 5 days ago
4 advisors
Occurred
Jul 17, 2024
Advisor changed firm
Nicholas Lisle left Blakely Walters Wealth Management for Morgan Stanley (registered 2025-06-18)
Form ADVobserved 5 days ago
Occurred
Feb 1, 2024
Advisor changed firm
Nathaniel Jordan Dodd left Blakely Walters Wealth Management for Mission Wealth Management, Lp (registered 2023-12-12)
Form ADVobserved 5 days ago
Occurred
May 3, 2023
First Form ADV filing
Blakely Walters Wealth Management filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6e431396-f985-d6c0-fd8a-9bca0524924c
First observed: May 3, 2023
Last observed: Apr 27, 2026 4 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

BLAKELY WALTERS WEALTH MANAGEMENT

BLAKELY WALTERS WEALTH MANAGEMENT LLC, CRD 324410

SCOTTSDALE, AZ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6e431396-f985-d6c0-fd8a-9bca0524924c

Data as of Apr 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:04 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

SLOAN DYLAN WALTERS

n/a

SCOTTSDALE, AZ

yes

KATHRYN SWAN

n/a

SCOTTSDALE, AZ

yes

JAMES CARLYLE BLAKELY

n/a

SCOTTSDALE, AZ

yes

Paul Nicholas Butler

n/a

SCOTTSDALE, AZ

yes

Edward Connor Maruna

n/a

SCOTTSDALE, AZ

yes

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BLAKELY, JAMES, CARLYLE

MANAGING PARTNER

yes

07/2009

May 3, 2023

Mar 26, 2024

WALTERS, SLOAN, DYLAN

MANAGING PARTNER AND CHIEF COMPLIANCE OFFICER

yes

07/2009

May 3, 2023

Mar 26, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

BLAKELY WALTERS INSURANCE LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Apr 27, 2026

$174M

n/a

2024

Mar 31, 2025

$146M

n/a

2023

Mar 26, 2024

$117M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$174M

$146M

19.3%

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

NEXT FINANCIAL GROUP, INC.

Jul 10, 2025

Jun 12, 2023

HOUSTON, TX

Team lift out

Ibd to RIA

1.6%