DFX Intelligence

E••••• M••••• S•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor12 years in industry

E••••• M••••• S•••••

Advisor at B••••••• W••••• M•••••••••

COSTA MESA, CA

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Search this name across graphsid dfx:ria:b57fa465-7b3f-0864-924d-333abf1ca62c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:30 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 2
On other graphs: 0
Observed: Nov 27, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B••••••• W••••• M•••••••••
Current firm class: former SEC adviserderived
Book size: not public••• Locked
Industry start: Dec 20, 2013earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B••••••• W••••• M•••••••••	Former SEC adviser	Feb 28, 2025	n/a	yes	COSTA MESA, CA	Current employment
L•• E••••••••• L••	Bd affiliated wealth	Nov 14, 2024	Mar 5, 2025	no	ORANGE, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• E••••••••• L••	B••••••• W••••• M•••••••••	Mar 5, 2025	Feb 28, 2025	-5	Firm change	Other
P•••• S••••••••• L••	L•• E••••••••• L••	Nov 14, 2024	Nov 14, 2024

Team moves

••• Locked

Team	Left	Joined	From	Kind
7691:149777:CA:2018-01-29	Jan 29, 2018	Mar 28, 2018	TORRANCE, CA	Firm change

Relationships

Registered with (7)

→ B••••••• W••••• M•••••••••Registered adviserregistration: current employment
Feb 28, 2025 to presentfactForm ADV
→ L•• E••••••••• L••Registered adviserregistration: previous registration
Nov 14, 2024 to Mar 5, 2025factForm ADV
→ P•••• S••••••••• L••Registered adviserregistration: previous registration
Nov 22, 2022 to Nov 14, 2024factForm ADV
→ M••••• S••••••

Dated events

Occurred
Mar 5, 2025
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Dec 13, 2022
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b57fa465-7b3f-0864-924d-333abf1ca62c
First observed: Nov 27, 2015
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.