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Advisor at MONETA GROUP INVESTMENT ADVISORS, LLC
ST. LOUIS, MO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MONETA GROUP INVESTMENT ADVISORS, LLC | Independent wealth | Jan 25, 2022 | n/a | yes | ST. LOUIS, MO | Current employment |
| CHARLES SCHWAB & CO., INC. | National bd RIA | Mar 10, 2020 | Jan 24, 2022 | no | Chesterfield, MO | Previous registration |
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC | Former SEC adviser | Jan 28, 2019 | Mar 2, 2020 | no | St Louis, MO|St Louis, MO | Previous registration |
| TD AMERITRADE, INC. | Former SEC adviser | Jan 28, 2019 | Mar 2, 2020 | no | St. Louis, MO|ST LOUIS, MO|St Louis, MO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CHARLES SCHWAB & CO., INC. | MONETA GROUP INVESTMENT ADVISORS, LLC | Jan 24, 2022 | Jan 25, 2022 | 1 | Firm change | Ibd to RIA |
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC | CHARLES SCHWAB & CO., INC. | Mar 2, 2020 | Mar 10, 2020 | 8 | Channel change | RIA to ibd |
| TD AMERITRADE, INC. | TD AMERITRADE INVESTMENT MANAGEMENT, LLC | Mar 2, 2020 | Jan 28, 2019 | -399 | Channel change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 111514:7870:MO:2020-02-27 | Mar 2, 2020 | Jan 28, 2019 | ST LOUIS, MO | Firm change after gap |