DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)17 years in industry

TIMOTHY ALLAN COLLIER

Advisor at CANTOR FITZGERALD INVESTMENT ADVISORS

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b584f953-87d7-da0b-329d-6636c439b0a2

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:55 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jan 22, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CANTOR FITZGERALD INVESTMENT ADVISORS
Current firm class: mixed wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 22, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S66|S63|S65
First exam: Feb 17, 2012
First registration: Jan 22, 2009
Dual registered: yes, broker-dealer
Other names: TIM COLLIER|TIM COLLIER|TIMOTHY A COLLIER|TIMOTHY A. COLLER|Timothy Collier
IAPD individual key: 5393468

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CANTOR FITZGERALD INVESTMENT ADVISORS	Mixed wealth	Nov 30, 2023	n/a	yes	NEW YORK, NY	Current employment
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Nov 27, 2017	Jan 19, 2018	no	CHANDLER, AZ	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Feb 16, 2012	Jan 18, 2013	no	CHANDLER, AZ\|CHANDLER, AZ	Previous registration
STRATEGIC CAPITAL	n/a	Jan 26, 2011	Dec 23, 2011	no	CHANDLER, AZ	Previous registration
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Bd affiliated wealth	Jan 22, 2009	Sep 16, 2009	no	SCOTTSDALE, AZ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	CANTOR FITZGERALD INVESTMENT ADVISORS	Jan 19, 2018	Nov 30, 2023	2,141	Firm change after gap	Wirehouse to RIA
STRATEGIC CAPITAL	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Dec 23, 2011	Feb 16, 2012	55	Firm change	Other
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	STRATEGIC CAPITAL	Sep 16, 2009	Jan 26, 2011	497	Firm change after gap	Other

Relationships

Registered with (4)

→ CANTOR FITZGERALD INVESTMENT ADVISORSRegistered adviserregistration: current employment
Nov 30, 2023 to presentfactForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Nov 27, 2017 to Jan 19, 2018factForm ADV
→ STRATEGIC CAPITALRegistered adviserregistration: previous registration
Jan 26, 2011 to Dec 23, 2011factForm ADV
→ CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.Registered adviserregistration: previous registration
Jan 22, 2009 to Sep 16, 2009factForm ADV

Dated events

No dated event names this entity yet.