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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)13 years in industry

Simon B Manoyan

Advisor at CHARLES SCHWAB & CO., INC.

Chicago, IL

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Search this name across graphsid dfx:ria:b5866475-b9b5-bc8a-fcfa-58969f960502

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:17 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: May 7, 2013 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CHARLES SCHWAB & CO., INC.
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 3, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S65|S63
First exam: May 3, 2013
First registration: May 7, 2013
Dual registered: yes, broker-dealer
Other names: SIMON BENJAMIN MANOYAN
IAPD individual key: 5085457

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CHARLES SCHWAB & CO., INC.	National bd RIA	Aug 25, 2021	n/a	yes	Chicago, IL	Current employment
CLIFTONLARSONALLEN WEALTH ADVISORS, LLC	Bd affiliated wealth	Aug 25, 2017	Jul 1, 2021	no	MINNEAPOLIS, MN\|Bloomington, IL\|MINNEAPOLIS, MN\|OAK BROOK, IL	Previous registration
FORVIS MAZARS WEALTH ADVISORS, LLC	Independent wealth	Nov 4, 2014	Apr 11, 2017	no	OAKBROOK TERRACE, IL	Previous registration
WOLF FINANCIAL MANAGEMENT, LLC	Former SEC adviser	Mar 20, 2014	Oct 30, 2015	no	OAKBROOK TERRACE, IL	Previous registration
WOLF FINANCIAL MANAGEMENT, LLC	Former SEC adviser	Mar 20, 2014	Dec 31, 2014	no	OAKBROOK TERRACE, IL\|OAKBROOK TERRACE, IL	Previous registration
MONEY CONCEPTS ADVISORY SERVICE	Bd affiliated wealth	May 7, 2013	Aug 19, 2013	no	PALM BEACH GARDENS, FL\|Wilmington, NC\|PALM BEACH GARDENS, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CLIFTONLARSONALLEN WEALTH ADVISORS, LLC	CHARLES SCHWAB & CO., INC.	Jul 1, 2021	Aug 25, 2021	55	Firm change	Ibd to ibd
FORVIS MAZARS WEALTH ADVISORS, LLC	CLIFTONLARSONALLEN WEALTH ADVISORS, LLC	Apr 11, 2017	Aug 25, 2017	136	Firm change	Other
WOLF FINANCIAL MANAGEMENT, LLC	FORVIS MAZARS WEALTH ADVISORS, LLC	Oct 30, 2015	Nov 4, 2014	-360	Firm change after gap	Other
MONEY CONCEPTS ADVISORY SERVICE	WOLF FINANCIAL MANAGEMENT, LLC	Aug 19, 2013	Mar 20, 2014	213	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
44225:110905:IL:2015-10-30	Oct 30, 2015	Nov 4, 2014	OAKBROOK TERRACE, IL	Firm change after gap

Relationships

Registered with (5)

→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: current employment
Aug 25, 2021 to presentfactForm ADV
→ CLIFTONLARSONALLEN WEALTH ADVISORS, LLCRegistered adviserregistration: previous registration
Aug 25, 2017 to Jul 1, 2021factForm ADV
→ FORVIS MAZARS WEALTH ADVISORS, LLCRegistered adviserregistration: previous registration
Nov 4, 2014 to Apr 11, 2017factForm ADV
→ WOLF FINANCIAL MANAGEMENT, LLCRegistered adviserregistration: previous registration
Mar 20, 2014 to Oct 30, 2015factForm ADV
→ MONEY CONCEPTS ADVISORY SERVICERegistered adviserregistration: previous registration
May 7, 2013 to Aug 19, 2013factForm ADV

Dated events

No dated event names this entity yet.