DFX Intelligence

L••••••• W•••••• C•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor34 years in industry

L••••••• W•••••• C•••••••

Advisor at M••• S••••• F•••••••• S••••••••• L••

Atlanta, GA | NEWTOWN, PA

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Search this name across graphsid dfx:ria:b590ba97-f59f-d459-6bb0-2ef1f723e188

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:06 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: May 6, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••• S••••• F•••••••• S••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 13, 1991earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••• S••••• F•••••••• S••••••••• L••	Independent wealth	Mar 1, 2024	n/a	yes	Atlanta, GA\|NEWTOWN, PA	Current employment
R•• C•••••• M••••••• L••	National bd RIA	Oct 12, 2015	Mar 15, 2024	no	Atlanta, GA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R•• C•••••• M••••••• L••	M••• S••••• F•••••••• S••••••••• L••	Mar 15, 2024	Mar 1, 2024	-14	Firm change	Ibd to RIA
B••••••• C•••••• I•••	R•• C•••••• M••••••• L••	Oct 29, 2015	Oct 12, 2015

Team moves

••• Locked

Team	Left	Joined	From	Kind
31194:305834:GA:2024-03-15	Mar 15, 2024	Mar 1, 2024	ATLANTA, GA	Firm change
19714:31194:GA:2015-10-29	Oct 29, 2015	Oct 12, 2015	ATLANTA, GA	Firm change

Relationships

Registered with (4)

→ M••• S••••• F•••••••• S••••••••• L••Registered adviserregistration: current employment
Mar 1, 2024 to presentfactForm ADV
→ R•• C•••••• M••••••• L••Registered adviserregistration: previous registration
Oct 12, 2015 to Mar 15, 2024factForm ADV
→ B••••••• C•••••• I•••Registered adviserregistration: previous registration
Mar 9, 2009 to Oct 29, 2015factForm ADV
→ L••••• B••••••• I•••Registered adviser

Dated events

Occurred
Mar 15, 2024
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b590ba97-f59f-d459-6bb0-2ef1f723e188
First observed: May 6, 2004
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.