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Data Factory

RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

MAIN STREET FINANCIAL SOLUTIONS, LLC

CRD 305834

NEWTOWN, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:55729656-04ea-9c42-d97a-3521615b0ca7

Data as of Aug 10, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 3:04 AM UTC and rebuilt at most every 15 minutes.

Relationships: 64
Dated events: 17
On other graphs: 0
Observed: Nov 27, 2019 to Aug 10, 2026
25 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.95 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=3.0
Regulatory AUM: $2.5BItem 5.F on the latest filing (2026-08-10); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $2.5B
Private client RAUM: $2.4BderivedItem 5.D individuals plus high net worth individuals
Private client share: 95%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 41
RAUM per advisor: $61.2Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 41
Advisory employees: 35
Offices: 21Schedule D 1.F, beyond the principal office
Accounts: 5,846
Individual clients: 1,275
High net worth clients: 706
Custody, client assets: $43.0M
SEC number: 801-117871
CIK: 1763350
CRD: 305834
Filings on the tape: 25
First filed: Nov 27, 2019
Latest filed: Aug 10, 2026
Organised: Limited Liability Company, PA
Website: tblfinancial.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first; showing 25 of 41

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
JENNIFER L HUSHION	Certified Financial Planner	NEWTOWN, PA \| Cranston, RI	6	26	3	no
JOHN JERE MALZONE	Certified Financial Planner	NEWTOWN, PA \| Delray Beach, FL	6	42	2	no
ANDREW JACKSON MURPHY	n/a	Atlanta, GA \| NEWTOWN, PA	6	23	3	no
BRETT ROBERT DANKO	Certified Financial Planner	NEWTOWN, PA	6	25	1	no
MICHAEL ANTHONY BUKOWSKI	Certified Financial Planner	NEWTOWN, PA	6	19	3	no
NICOLAS G VALDES-FAULI	Certified Financial Planner	Doral, FL \| New York, NY \| NEWTOWN, PA	6	21	1	no
LINDA KENNEDY PYLES	Certified Financial Planner	Medford, NJ \| NEWTOWN, PA	6	20	5	no
JAMAHL LODEWYK MAHMOOD	Certified Financial Planner\|Chartered Financial Consultant	Verona, NJ \| NEWTOWN, PA	6	22	4	yes
Melissa A Thier	Certified Financial Planner	NEWTOWN, PA \| Verona, NJ	6	13	n/a	no
AMY LEIS	Certified Financial Planner	NEWTOWN, PA \| Mt. Laurel, NJ	6	18	2	no
JAMES J BEVILLE	Certified Financial Planner	NEWTOWN, PA \| Manchester, MA	6	22	3	no
KENNETH CHRISTOPHER PAUL	Certified Financial Planner	NEWTOWN, PA	6	27	5	no
MICHAEL SCOTT MINTER	Certified Financial Planner	NEWTOWN, PA	6	23	3	no
JONATHAN CRAIG BRANDL	Certified Financial Planner	NEWTOWN, PA \| Newton, MA	6	17	2	no
JEFFREY JOHNSTON BUICE	Certified Financial Planner	Atlanta, GA \| NEWTOWN, PA	6	26	2	no
KAYWAN GHAZIZADEH	Certified Financial Planner	WINTER PARK, FL \| NEWTOWN, PA	6	16	2	no
Ernest Michael Csak	Certified Financial Planner	NEWTOWN, PA \| Middleton, ID	5	25	2	no
William Dougherty	Certified Financial Planner\|Chartered Financial Analyst	NEWTOWN, PA \| AMBLER, PA	5	25	5	no
AYMAN EZZAT	Certified Financial Planner\|Chartered Financial Analyst	Staten Island, NY \| NEWTOWN, PA	4	18	3	no
JOHN P HAMMACK	Certified Financial Planner	NEWTOWN, PA \| Toms River, NJ	4	27	1	no
MATTHEW J LITTLE	n/a	Moorestown, NJ \| NEWTOWN, PA	4	23	1	no
ROBERT W EBLING	Certified Financial Planner	NEWTOWN, PA \| Moorestown, NJ	4	13	1	no
Susan Minnier	n/a	NEWTOWN, PA \| Moorestown, NJ	3	36	2	no
Franklin B Chambers	n/a	Atlanta, GA \| NEWTOWN, PA	3	28	1	no
COLIN MICHAEL MOORS	n/a	Sayville, NY \| NEWTOWN, PA	3	33	1	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
DANKO, BRETT, ROBERT	MANAGING MEMBER & CHIEF EXECUTIVE OFFICER	D	yes	06/2002	Aug 10, 2026	Aug 10, 2026
DZELZGALVIS, MARIE, THERESE	CHIEF FINANCIAL OFFICER PARTNER	Na	yes	01/2017	Aug 10, 2026	Aug 10, 2026
ELLIOTT, COURTNEY, ANNE	CHIEF OPERATING OFFICER	Na	yes	04/2019	Aug 10, 2026	Aug 10, 2026
MINTER, MICHAEL, SCOTT	CHIEF INVESTMENT OFFICER	B	yes	10/2008	Aug 10, 2026	Aug 10, 2026
MOORS, COLIN, MICHAEL	Cco	Na	yes	03/2026	Aug 10, 2026	Aug 10, 2026
DURKIN, THOMAS, EDWARD	PRESIDENT & MANAGING PARTNER	A	yes	07/2023	Mar 29, 2024	Sep 26, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
SUPERIOR COVE INSURANCE SERVICES, LLC	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Atlanta	Ga	United States	7	no
Moorestown	Nj	United States	2	no
Verona	Nj	United States	2	yes
BALA CYNWYD	Pa	United States	2	no
Conshohocken	Pa	United States	2	no
Doral	FL	United States	1	no
Greensboro	Ga	United States	1	no
Manchester	Ma	United States	1	no
CHEVY CHASE	Md	United States	1	no
MT. LAUREL	Nj	United States	1	no
TOMS RIVER	Nj	United States	1	no
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 31, 2026	$2.5B	$2.5B	41	35	21	n/a	n/a
2024	Mar 31, 2025	$2.5B	$2.4B	41	35	24	n/a	n/a
2023	Mar 29, 2024	$1.8B	$1.7B	41	35	22	n/a	n/a
2022	Mar 27, 2023	$1.6B	$1.5B	41	29	21	n/a	n/a
2021	Mar 22, 2022	$1.6B	$1.5B	24	24	19	n/a	n/a
2020	Mar 18, 2021	$1.4B	$1.4B	27	25	14	n/a	n/a
2019	Mar 20, 2020	$1.1B	$1.1B	24	24	14	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
2	5	-3	12.2%	0	0	0	13	8

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$2.5B	$2.5B	0.5%	$1.6B	16.8%	41	41	21	24

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
ARSENAL CAPITAL ADVISORS LLC	2	Jan 2, 2026	Jan 5, 2026	CONSHOHOCKEN, PA	Team lift out	RIA to new firm	5.1%
LEGACY CAPITAL	2	Aug 28, 2024	Aug 29, 2024	NEWTOWN, PA	Team lift out	RIA to new firm	5.0%

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
RBC CAPITAL MARKETS, LLC	2	Mar 15, 2024	Mar 1, 2024	ATLANTA, GA	Team lift out	Ibd to RIA	0.1%
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	2	Jan 16, 2024	Jan 12, 2024	PHILADELPHIA, PA	Team lift out	Wirehouse to RIA	0.0%
MAIN STREET FINANCIAL SOLUTIONS, LLC	3	Jul 1, 2020	Apr 3, 2020	ATLANTA, GA	Channel change	RIA to RIA	14.3%
MAIN STREET FINANCIAL SOLUTIONS, LLC	3	Jul 1, 2020	Mar 25, 2020	VERONA, NJ	Channel change	RIA to RIA	14.3%
MAIN STREET FINANCIAL SOLUTIONS, LLC	2	Jul 1, 2020	Apr 28, 2020	HUNTINGTON, NY	Channel change	RIA to RIA	9.5%
MAIN STREET FINANCIAL SOLUTIONS, LLC	11	Jul 1, 2020	Sep 20, 2021	NEWTOWN, PA	Firm absorbed	RIA to RIA	52.4%

Relationships

Registered with (49)

← David SevereAdvisorregistration: current employment
Jul 14, 2026 to presentfactForm ADV
← MORRIS FRANCIS LICCIARDELLOAdvisorregistration: current employment
Jun 15, 2026 to presentfactForm ADV
← Matt J GorenAdvisorregistration: current employment
Feb 6, 2026 to presentfactForm ADV
← JOHN E SCHOENAdvisorregistration: current employment
Jan 2, 2026 to presentfactForm ADV
← Branden RUSSELL SacksAdvisorregistration: current employment
Aug 13, 2025 to presentfactForm ADV
← Erik Paul KalfusAdvisorregistration: current employment
Aug 11, 2025 to presentfactForm ADV
← MATTHEW LEE CHUAAdvisorregistration: current employment
Jan 10, 2025 to presentfactForm ADV
← LAWRENCE WILLIAM CUMMINGSAdvisorregistration: current employment
Mar 1, 2024 to presentfactForm ADV
← CLIFFORD G. WANGAdvisorregistration: current employment
Mar 1, 2024 to presentfactForm ADV
← THOMAS EDWARD DURKINAdvisorregistration: current employment
Feb 28, 2024 to presentfactForm ADV
← Mark Anthony GombitaAdvisorregistration: current employment
Jan 12, 2024 to presentfactForm ADV
← Francis Timothy LapowskyAdvisorregistration: current employment
Jan 12, 2024 to presentfactForm ADV
← JASON WAYNE BIRDWELLAdvisorregistration: current employment
Jan 11, 2024 to presentfactForm ADV
← Sean CoyleAdvisorregistration: current employment
Dec 20, 2023 to presentfactForm ADV
← WILLIAM J CUTHBERTSON IIAdvisorregistration: current employment
Dec 18, 2023 to presentfactForm ADV
← Christina MassalayAdvisorregistration: current employment
Aug 19, 2023 to presentfactForm ADV
← COLIN MICHAEL MOORSAdvisorregistration: current employment
Jul 30, 2023 to presentfactForm ADV
← Franklin B ChambersAdvisorregistration: current employment
Feb 21, 2023 to presentfactForm ADV
← Susan MinnierAdvisorregistration: current employment
Oct 11, 2022 to presentfactForm ADV
← MATTHEW J LITTLEAdvisorregistration: current employment
Apr 22, 2022 to presentfactForm ADV
← ROBERT W EBLINGAdvisorregistration: current employment
Apr 22, 2022 to presentfactForm ADV
← JOHN P HAMMACKAdvisorregistration: current employment
Jan 28, 2022 to presentfactForm ADV
← AYMAN EZZATAdvisorregistration: current employment
Sep 20, 2021 to presentfactForm ADV
← William DoughertyAdvisorregistration: current employment
Aug 9, 2021 to presentfactForm ADV
← Ernest Michael CsakAdvisorregistration: current employment
Jul 11, 2021 to presentfactForm ADV
← KAYWAN GHAZIZADEHAdvisorregistration: current employment
Apr 28, 2020 to presentfactForm ADV
← JEFFREY JOHNSTON BUICEAdvisorregistration: current employment
Apr 3, 2020 to presentfactForm ADV
← JONATHAN CRAIG BRANDLAdvisorregistration: current employment
Mar 31, 2020 to presentfactForm ADV
← KENNETH CHRISTOPHER PAULAdvisorregistration: current employment
Mar 25, 2020 to presentfactForm ADV
← MICHAEL SCOTT MINTERAdvisorregistration: current employment
Mar 25, 2020 to presentfactForm ADV
and 19 more

Moved with (6)

→ ARSENAL CAPITAL ADVISORS LLCRegistered adviser2 advisors, team lift out, same day
Jan 2, 2026 to Jan 5, 2026factForm ADV
→ FARTHERRegistered adviser2 advisors, team lift out, same day
Oct 7, 2025 to Jan 1, 2026factForm ADV
→ LEGACY CAPITALRegistered adviser2 advisors, team lift out, same day
Aug 28, 2024 to Aug 29, 2024factForm ADV
← RBC CAPITAL MARKETS, LLCRegistered adviser2 advisors, team lift out, same day
Mar 15, 2024 to Mar 1, 2024factForm ADV
← MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviser2 advisors, team lift out, same day
Jan 16, 2024 to Jan 12, 2024factForm ADV
← MAIN STREET FINANCIAL SOLUTIONS, LLCRegistered adviser11 advisors, firm absorbed, same day
Jul 1, 2020 to Sep 20, 2021factForm ADV

Owns (1)

← MOORS, COLIN, MICHAELOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jul 28, 2023 to Sep 26, 2024factForm ADV

Controls (5)

← DANKO, BRETT, ROBERTOwnerMANAGING MEMBER & CHIEF EXECUTIVE OFFICER, ownership code D, individual
Nov 27, 2019 to Sep 26, 2024factForm ADV
← DURKIN, THOMAS, EDWARDOwnerPRESIDENT & MANAGING PARTNER, ownership code A, individual
Mar 29, 2024 to Sep 26, 2024factForm ADV
← MINTER, MICHAEL, SCOTTOwnerCHIEF INVESTMENT OFFICER, ownership code B, individual
Nov 27, 2019 to Sep 26, 2024factForm ADV
← ELLIOTT, COURTNEY, ANNEOwnerCHIEF OPERATING OFFICER, ownership code NA, individual
Nov 27, 2019 to Sep 26, 2024factForm ADV
← DZELZGALVIS, MARIE, THERESEOwnerCHIEF FINANCIAL OFFICER, ownership code NA, individual
Nov 27, 2019 to Sep 26, 2024factForm ADV

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Jan 2, 2026
Team lift-out
2 advisors left Main Street Financial Solutions, LLC (Newtown, PA) for Arsenal Capital Advisors LLC on the same day
Form ADVobserved 3 days ago
2 advisors
Occurred
Jan 2, 2026
Advisor changed firm
William Keenan Kish left Main Street Financial Solutions, Llc for Arsenal Capital Advisors Llc (registered 2026-01-05)
Form ADVobserved 4 days ago
Occurred
Jan 2, 2026
Advisor changed firm
Voltaire Cristian Escalona left Main Street Financial Solutions, Llc for Arsenal Capital Advisors Llc (registered 2026-01-05)
Form ADVobserved 4 days ago
Occurred
Oct 7, 2025
Advisor changed firm
Brian William Doe left Main Street Financial Solutions, Llc for Farther (registered 2025-10-01)
Form ADVobserved 4 days ago
Occurred
Oct 7, 2025
Advisor changed firm
M Thomas Pablo left Main Street Financial Solutions, Llc for Farther (registered 2026-01-01)
Form ADVobserved 4 days ago
Occurred
Oct 7, 2025
Advisor changed firm
Kerrie Jeanne Debbs left Main Street Financial Solutions, Llc for Farther (registered 2025-10-01)
Form ADVobserved 4 days ago
Occurred
Mar 31, 2025
Regulatory AUM changed
Main Street Financial Solutions, Llc reported RAUM $2.5B, up 41% from $1.8B (2024-09-26 to 2025-03-31)
Form ADVobserved 4 days ago
$724M
Occurred
Aug 28, 2024
Team lift-out
2 advisors left Main Street Financial Solutions, LLC (Newtown, PA) for Legacy Capital on the same day
Form ADVobserved 2 days ago
2 advisors
Occurred
Aug 28, 2024
Advisor changed firm
Marquis Charles Hammett left Main Street Financial Solutions, Llc for Legacy Capital (registered 2024-08-28)
Form ADVobserved 4 days ago
Occurred
Aug 28, 2024
Advisor changed firm
Crystal Dobson Prachyl left Main Street Financial Solutions, Llc for Legacy Capital (registered 2024-08-07)
Form ADVobserved 4 days ago
Occurred
Aug 28, 2024
Advisor changed firm
Micala Patschke left Main Street Financial Solutions, Llc for Legacy Capital (registered 2024-08-29)
Form ADVobserved 4 days ago
Occurred
Mar 29, 2024
Control person joined
Edward Thomas Durkin (President & Managing Partner) appeared on Schedule A of Main Street Financial Solutions, Llc
Form ADVobserved 4 days ago
Occurred
Mar 15, 2024
Team lift-out
2 advisors left RBC Capital Markets, LLC (Atlanta, GA) for Main Street Financial Solutions, LLC on the same day
Form ADVobserved 3 days ago
2 advisors
Occurred
Jan 16, 2024
Team lift-out
2 advisors left Merrill Lynch, Pierce, Fenner & Smith Incorporated (Philadelphia, PA) for Main Street Financial Solutions, LLC on the same day
Form ADVobserved 3 days ago
2 advisors
Occurred
Mar 18, 2021
Regulatory AUM changed
Main Street Financial Solutions, Llc reported RAUM $1.4B, up 28% from $1.1B (2020-12-15 to 2021-03-18)
Form ADVobserved 4 days ago
$304M
Occurred
Nov 27, 2019
First Form ADV filing
Main Street Financial Solutions, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Show 1 bookkeeping events

Occurred
Mar 22, 2022
Main Street Financial Solutions, Llc reported 19 offices beyond its principal office, up from 14 (2021-03-18 to 2022-03-22)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:55729656-04ea-9c42-d97a-3521615b0ca7
First observed: Nov 27, 2019
Last observed: Aug 10, 2026 40 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

MAIN STREET FINANCIAL SOLUTIONS, LLC

CRD 305834

NEWTOWN, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:55729656-04ea-9c42-d97a-3521615b0ca7

Data as of Aug 10, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 3:04 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

JENNIFER L HUSHION

Certified Financial Planner

NEWTOWN, PA | Cranston, RI

JOHN JERE MALZONE

Certified Financial Planner

NEWTOWN, PA | Delray Beach, FL

ANDREW JACKSON MURPHY

n/a

Atlanta, GA | NEWTOWN, PA

BRETT ROBERT DANKO

Certified Financial Planner

NEWTOWN, PA

MICHAEL ANTHONY BUKOWSKI

Certified Financial Planner

NEWTOWN, PA

NICOLAS G VALDES-FAULI

Certified Financial Planner

Doral, FL | New York, NY | NEWTOWN, PA

LINDA KENNEDY PYLES

Certified Financial Planner

Medford, NJ | NEWTOWN, PA

JAMAHL LODEWYK MAHMOOD

Certified Financial Planner|Chartered Financial Consultant

Verona, NJ | NEWTOWN, PA

yes

Melissa A Thier

Certified Financial Planner

NEWTOWN, PA | Verona, NJ

n/a

AMY LEIS

Certified Financial Planner

NEWTOWN, PA | Mt. Laurel, NJ

JAMES J BEVILLE

Certified Financial Planner

NEWTOWN, PA | Manchester, MA

KENNETH CHRISTOPHER PAUL

Certified Financial Planner

NEWTOWN, PA

MICHAEL SCOTT MINTER

Certified Financial Planner

NEWTOWN, PA

JONATHAN CRAIG BRANDL

Certified Financial Planner

NEWTOWN, PA | Newton, MA

JEFFREY JOHNSTON BUICE

Certified Financial Planner

Atlanta, GA | NEWTOWN, PA

KAYWAN GHAZIZADEH

Certified Financial Planner

WINTER PARK, FL | NEWTOWN, PA

Ernest Michael Csak

Certified Financial Planner

NEWTOWN, PA | Middleton, ID

William Dougherty

Certified Financial Planner|Chartered Financial Analyst

NEWTOWN, PA | AMBLER, PA

AYMAN EZZAT

Certified Financial Planner|Chartered Financial Analyst

Staten Island, NY | NEWTOWN, PA

JOHN P HAMMACK

Certified Financial Planner

NEWTOWN, PA | Toms River, NJ

MATTHEW J LITTLE

n/a

Moorestown, NJ | NEWTOWN, PA

ROBERT W EBLING

Certified Financial Planner

NEWTOWN, PA | Moorestown, NJ

Susan Minnier

n/a

NEWTOWN, PA | Moorestown, NJ

Franklin B Chambers

n/a

Atlanta, GA | NEWTOWN, PA

COLIN MICHAEL MOORS

n/a

Sayville, NY | NEWTOWN, PA

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

DANKO, BRETT, ROBERT

MANAGING MEMBER & CHIEF EXECUTIVE OFFICER

yes

06/2002

Aug 10, 2026

DZELZGALVIS, MARIE, THERESE

CHIEF FINANCIAL OFFICER PARTNER

yes

01/2017

Aug 10, 2026

ELLIOTT, COURTNEY, ANNE

CHIEF OPERATING OFFICER

yes

04/2019

Aug 10, 2026

MINTER, MICHAEL, SCOTT

CHIEF INVESTMENT OFFICER

yes

10/2008

Aug 10, 2026

MOORS, COLIN, MICHAEL

Cco

yes

03/2026

Aug 10, 2026

DURKIN, THOMAS, EDWARD

PRESIDENT & MANAGING PARTNER

yes

07/2023

Mar 29, 2024

Sep 26, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

SUPERIOR COVE INSURANCE SERVICES, LLC

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Atlanta

United States

Moorestown

United States

Verona

United States

yes

BALA CYNWYD

United States

Conshohocken

United States

Doral

United States

Greensboro

United States

Manchester

United States

CHEVY CHASE

United States

MT. LAUREL

United States

TOMS RIVER

United States

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 31, 2026

$2.5B

n/a

2024

Mar 31, 2025

$2.5B

$2.4B

n/a

2023

Mar 29, 2024

$1.8B

$1.7B

n/a

2022

Mar 27, 2023

$1.6B

$1.5B

n/a

2021

Mar 22, 2022

$1.6B

$1.5B

n/a

2020

Mar 18, 2021

$1.4B

n/a

2019

Mar 20, 2020

$1.1B

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

-3

12.2%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$2.5B

0.5%

$1.6B

16.8%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

ARSENAL CAPITAL ADVISORS LLC

Jan 2, 2026

Jan 5, 2026

CONSHOHOCKEN, PA

Team lift out

RIA to new firm

5.1%

LEGACY CAPITAL

Aug 28, 2024

Aug 29, 2024

NEWTOWN, PA

Team lift out

RIA to new firm

5.0%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

RBC CAPITAL MARKETS, LLC

Mar 15, 2024

Mar 1, 2024

ATLANTA, GA

Team lift out

Ibd to RIA

0.1%

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Jan 16, 2024

Jan 12, 2024

PHILADELPHIA, PA

Team lift out

Wirehouse to RIA

0.0%

MAIN STREET FINANCIAL SOLUTIONS, LLC

Jul 1, 2020

Apr 3, 2020

ATLANTA, GA

Channel change

RIA to RIA

14.3%

MAIN STREET FINANCIAL SOLUTIONS, LLC

Jul 1, 2020

Mar 25, 2020

VERONA, NJ

Channel change

RIA to RIA

14.3%

MAIN STREET FINANCIAL SOLUTIONS, LLC

Jul 1, 2020

Apr 28, 2020

HUNTINGTON, NY

Channel change

RIA to RIA

9.5%

MAIN STREET FINANCIAL SOLUTIONS, LLC

Jul 1, 2020

Sep 20, 2021

NEWTOWN, PA

Firm absorbed

RIA to RIA

52.4%