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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultantdual registered (broker-dealer)29 years in industry

Lisa Fulco

Advisor at ALLWORTH FINANCIAL, L.P.

BEL AIR, MD | FOLSOM, CA

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Search this name across graphsid dfx:ria:b5919b23-7844-3536-ca37-955b95cba236

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:12 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Jan 24, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ALLWORTH FINANCIAL, L.P.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 28, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner|Chartered Financial Consultant
Exams: S65|S63
First exam: Aug 28, 1997
First registration: Jan 24, 2007
Dual registered: yes, broker-dealer
Other names: LISA ANN CANOVA|LISA ANN FULCO|Lisa A Fulco
IAPD individual key: 2630703

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ALLWORTH FINANCIAL, L.P.	Bd affiliated wealth	Jan 8, 2026	n/a	yes	FOLSOM, CA\|BEL AIR, MD	Current employment
MORGAN STANLEY	Wirehouse	Jan 14, 2022	Jul 12, 2024	no	Baltimore, MD	Previous registration
ADVICE AND PLANNING SERVICES	Bd affiliated wealth	Nov 4, 2013	Jan 3, 2022	no	BALTIMORE, MD\|JARRETTSVILLE, MD\|CHARLOTTESVILLE, VA\|BALTIMORE, MD	Previous registration
EQUITABLE ADVISORS, LLC	National bd RIA	Nov 12, 2010	Jan 9, 2012	no	COLUMBIA, MD	Previous registration
MSI FINANCIAL SERVICES, INC.	Former SEC adviser	Jan 24, 2007	Nov 1, 2010	no	BEL AIR, MD\|FAIRFAX, VA\|BALTIMORE, MD\|COLUMBIA, MD	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MORGAN STANLEY	ALLWORTH FINANCIAL, L.P.	Jul 12, 2024	Jan 8, 2026	545	Firm change after gap	Wirehouse to ibd
ADVICE AND PLANNING SERVICES	MORGAN STANLEY	Jan 3, 2022	Jan 14, 2022	11	Firm change	Ibd to wirehouse
EQUITABLE ADVISORS, LLC	ADVICE AND PLANNING SERVICES	Jan 9, 2012	Nov 4, 2013	665	Firm change after gap	Other
MSI FINANCIAL SERVICES, INC.	EQUITABLE ADVISORS, LLC	Nov 1, 2010	Nov 12, 2010	11	Firm change	Other

Relationships

Registered with (5)

→ ALLWORTH FINANCIAL, L.P.Registered adviserregistration: current employment
Jan 8, 2026 to presentfactForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jan 14, 2022 to Jul 12, 2024factForm ADV
→ ADVICE AND PLANNING SERVICESRegistered adviserregistration: previous registration
Nov 4, 2013 to Jan 3, 2022factForm ADV
→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: previous registration
Nov 12, 2010 to Jan 9, 2012factForm ADV
→ MSI FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Jan 24, 2007 to Nov 1, 2010factForm ADV

Dated events

Occurred
Jul 12, 2024
Advisor changed firm
Lisa Fulco left Morgan Stanley for Allworth Financial, L.P. (registered 2026-01-08)
Form ADVobserved 5 days ago
Occurred
Jan 3, 2022
Advisor changed firm
Lisa Fulco left Advice And Planning Services for Morgan Stanley (registered 2022-01-14)
Form ADVobserved 5 days ago