DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

L••• F••••

A••••••• F••••••••• L•••BD affiliatedBel Air, Md dual registrantIAPD 2630703

Certified Financial Planner · Chartered Financial Consultant

Feed of 09/14/2026

Also filed as Lisa Ann Canova

At current firm

0 y

since Jan 8, 2026

In the industry

29 y

since Aug 28, 1997 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

A••••••• F••••••••• L••• BD affiliated current
since Jan 8, 2026 · Folsom, Ca
M••••• S•••••• wirehouse
Jan 14, 2022 to Jul 12, 2024 · Baltimore, Md
A••••• A•• P••••••• S••••••• BD affiliated
Nov 4, 2013 to Jan 3, 2022 · Baltimore, Md
E•••••••• A•••••••• L•• national BD
Nov 12, 2010 to Jan 9, 2012 · Columbia, Md
M•• F•••••••• S•••••••• I••• former
Jan 24, 2007 to Nov 1, 2010 · Bel Air, Md

Moves

a registration end followed by a registration begin elsewhere

M••••• S•••••• to A••••••• F••••••••• L•••
left Jul 12, 2024, registered Jan 8, 2026 (545 days) · Wirehouse to affiliated broker-dealer or bank
A••••• A•• P••••••• S••••••• to M••••• S••••••
left Jan 3, 2022, registered Jan 14, 2022 (11 days) · Affiliated broker-dealer or bank to wirehouse
E•••••••• A•••••••• L•• to A••••• A•• P••••••• S•••••••
left Jan 9, 2012, registered Nov 4, 2013 (665 days) · Other
M•• F•••••••• S•••••••• I••• to E•••••••• A•••••••• L••
left Nov 1, 2010, registered Nov 12, 2010 (11 days) · Other

Signals

L••• F•••• left M••••• S•••••• for A••••••• F••••••••• L••• (registered 2026-01-08)
Jul 12, 2024 · Advisor changed firm · fact
L••• F•••• left A••••• A•• P••••••• S••••••• for M••••• S•••••• (registered 2022-01-14)
Jan 3, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 29derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address