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RIA / WealthAdvisordual registered (broker-dealer)18 years in industry

MARCEL RICHARD MORIN

Advisor at LPL FINANCIAL LLC

GLEN ALLEN, VA

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Search this name across graphsid dfx:ria:b59c8d06-ef9d-d1b0-93af-604ee5e88921

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:24 PM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 0
On other graphs: 0
Observed: Apr 8, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 5, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 9
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Jun 5, 2008
First registration: Apr 8, 2009
Dual registered: yes, broker-dealer
Other names: MARCEL MORIN
IAPD individual key: 5514011

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Jul 6, 2021	n/a	yes	GLEN ALLEN, VA	Current employment
KESTRA ADVISORY SERVICES, LLC	Bd affiliated wealth	Apr 18, 2016	Jul 7, 2021	no	GLEN ALLEN, VA	Previous registration
NFP ADVISOR SERVICES, LLC	Former SEC adviser	Nov 16, 2015	Sep 22, 2016	no	GLEN ALLEN, VA	Previous registration
QUESTAR ASSET MANAGEMENT, INC.	Former SEC adviser	Sep 3, 2013	Dec 16, 2015	no	MINNEAPOLIS, MN\|GLEN ALLEN, VA	Previous registration
MSI FINANCIAL SERVICES, INC.	Former SEC adviser	Jan 3, 2012	Sep 6, 2013	no	LEWISTON, ME\|EXETER, NH\|FALMOUTH, ME	Previous registration
CENTAURUS FINANCIAL, INC.	Bd affiliated wealth	Apr 14, 2011	Dec 1, 2011	no	HAMPTON, NH\|NORWOOD, MA	Previous registration
NEW ENGLAND SECURITIES CORPORATION	Former SEC adviser	Jan 21, 2011	Apr 25, 2011	no	EXETER, NH\|FALMOUTH, ME\|WAKEFIELD, MA	Previous registration
Mariner	Independent wealth	Dec 2, 2010	Apr 19, 2011	no	OVERLAND PARK,, KS	Previous registration
INVESTMENT ADVISORS CORP	Former SEC adviser	Jun 21, 2010	Nov 22, 2010	no	PORTSMOUTH, NH	Previous registration
MSI FINANCIAL SERVICES, INC.	Former SEC adviser	Apr 8, 2009	Jul 7, 2010	no	EXETER, NH\|FALMOUTH, ME	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
KESTRA ADVISORY SERVICES, LLC	LPL FINANCIAL LLC	Jul 7, 2021	Jul 6, 2021	-1	Firm change	Ibd to ibd
NFP ADVISOR SERVICES, LLC	KESTRA ADVISORY SERVICES, LLC	Sep 22, 2016	Apr 18, 2016	-157	Bulk transfer	Other
QUESTAR ASSET MANAGEMENT, INC.	NFP ADVISOR SERVICES, LLC	Dec 16, 2015	Nov 16, 2015	-30	Firm change	Other
MSI FINANCIAL SERVICES, INC.	QUESTAR ASSET MANAGEMENT, INC.	Sep 6, 2013	Sep 3, 2013	-3	Firm change	Other
CENTAURUS FINANCIAL, INC.	MSI FINANCIAL SERVICES, INC.	Dec 1, 2011	Jan 3, 2012	33	Firm change	Other
NEW ENGLAND SECURITIES CORPORATION	CENTAURUS FINANCIAL, INC.	Apr 25, 2011	Apr 14, 2011	-11	Firm change	Other
Mariner	NEW ENGLAND SECURITIES CORPORATION	Apr 19, 2011	Jan 21, 2011	-88	Firm change after gap	Other
INVESTMENT ADVISORS CORP	Mariner	Nov 22, 2010	Dec 2, 2010	10	Firm change	Other
MSI FINANCIAL SERVICES, INC.	INVESTMENT ADVISORS CORP	Jul 7, 2010	Jun 21, 2010	-16	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
283330:6413:VA:2021-07-07	Jul 7, 2021	Jul 6, 2021	GLEN ALLEN, VA	Firm change

Relationships

Registered with (9)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Jul 6, 2021 to presentfactForm ADV
→ KESTRA ADVISORY SERVICES, LLCRegistered adviserregistration: previous registration
Apr 18, 2016 to Jul 7, 2021factForm ADV
→ NFP ADVISOR SERVICES, LLCRegistered adviserregistration: previous registration
Nov 16, 2015 to Sep 22, 2016factForm ADV
→ QUESTAR ASSET MANAGEMENT, INC.Registered adviserregistration: previous registration
Sep 3, 2013 to Dec 16, 2015factForm ADV
→ MSI FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Jan 3, 2012 to Sep 6, 2013factForm ADV
→ CENTAURUS FINANCIAL, INC.Registered adviserregistration: previous registration
Apr 14, 2011 to Dec 1, 2011factForm ADV
→ NEW ENGLAND SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Jan 21, 2011 to Apr 25, 2011factForm ADV
→ MARINERRegistered adviserregistration: previous registration
Dec 2, 2010 to Apr 19, 2011factForm ADV
→ INVESTMENT ADVISORS CORPRegistered adviserregistration: previous registration
Jun 21, 2010 to Nov 22, 2010factForm ADV

Dated events

No dated event names this entity yet.