DFX Intelligence

A••• K• C•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Analyst22 years in industry

A••• K• C•••••

Advisor at A••••••• S••••••• N••••••

ATLANTA, GA | PASADENA, CA

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Search this name across graphsid dfx:ria:b5a3f1d5-60c9-4d75-de9d-830f713275a7

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:45 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Nov 22, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••• S••••••• N••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Feb 6, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••• S••••••• N••••••	Independent wealth	Feb 7, 2014	n/a	yes	PASADENA, CA\|ATLANTA, GA	Current employment
P••••• P•••••• C•••••• M••••••••• L••	Former SEC adviser	Nov 26, 2007	Jan 23, 2014	no	P••••••A, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P••••• P•••••• C•••••• M••••••••• L••	A••••••• S••••••• N••••••	Jan 23, 2014	Feb 7, 2014	15	Firm change	Other
T••••••••• C•••••• M•••••••••	P•••••• F•••••••• M••••••••• I••	Sep 17, 2008	Nov 29, 2006

Relationships

Registered with (4)

→ A••••••• S••••••• N••••••Registered adviserregistration: current employment
Feb 7, 2014 to presentfactForm ADV
→ P••••• P•••••• C•••••• M••••••••• L••Registered adviserregistration: previous registration
Nov 26, 2007 to Jan 23, 2014factForm ADV
→ T••••••••• C•••••• M•••••••••Registered adviserregistration: previous registration
Nov 22, 2004 to Sep 17, 2008factForm ADV
→ P•••••• F•••••••• M••••••••• I••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b5a3f1d5-60c9-4d75-de9d-830f713275a7
First observed: Nov 22, 2004
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.