DFX Intelligence

A••••• A•••••••• L••• A• E•• C••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered advisermixed wealth managerSEC registeredRAUM 1b 10b

A••••• A•••••••• L••• A• E•• C••••••

CRD 339091

PITTSFORD, NY

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Search this name across graphsid dfx:ria:b5b8929b-cbce-fcb4-96d9-c4f3202278b4

Data as of Apr 20, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:44 PM UTC and rebuilt at most every 15 minutes.

Relationships: 22
Dated events: 1
On other graphs: 0
Observed: Dec 12, 2025 to Apr 20, 2026
4 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: mixed wealth managerderivedprivate_client_share=0.46 fund_share=0.0 institutional_share=0.51 related_bd=true related_bank=false bd_reps=0.0
Regulatory AUM: $5.6B••• Locked
Discretionary RAUM: $5.6B
Private client RAUM: $2.6Bderived••• Locked
Private client share: 46%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 14
RAUM per advisor: $401Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
M•••• K••••••••	n/a	PITTSFORD, NY	0	12	1	no
J•••• G••••• G••••	n/a	PITTSFORD, NY	0	34

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B••••• S••••• M•••••••	VP ADMINISTRATION	Na	yes	11/2025	Apr 20, 2026	Apr 20, 2026
E•• H•••••• L••	Owner	E	yes	11/2025	Apr 20, 2026	Apr 20, 2026

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 20, 2026	$5.6B	$5.6B	26	13	0	n/a	n/a

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	0	1	0.0%	1	0	0	1	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$5.6B	n/a	n/a	n/a	n/a	26	n/a	0	n/a

Teams in

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
A••••• A••••••• L••	13	Jan 30, 2026	Feb 10, 2026	PITTSFORD, NY	Firm absorbed	RIA to RIA	100.0%

Relationships

Registered with (14)

← P•••• G••••••Advisorregistration: current employment
Jul 20, 2026 to presentfactForm ADV
← J•••• G••••• G••••Advisorregistration: current employment
Feb 10, 2026 to presentfactForm ADV
← T••• D•••• G••••Advisorregistration: current employment
Feb 10, 2026 to presentfactForm ADV
← F•••••••• J•••• M•••••

Dated events

Occurred
Jan 30, 2026
Firm absorbed
••• Locked
Form ADVobserved 8 days ago
13 advisors

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b5b8929b-cbce-fcb4-96d9-c4f3202278b4
First observed: Dec 12, 2025
Last observed: Apr 20, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.