DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
A••••• A•••••••• L••• A• E•• C••••••
Latest filing Apr 20, 2026
First filing on the tape Dec 12, 2025 · 4 filings
SEC status approved since Jan 5, 2026
RAUM
$5.6B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
46%
$2.6B individuals and HNW
Advisors
14
registered through the firm on IAPD
RAUM per advisor
$401M
derived; firm RAUM over IAPD count
Employees
26
13 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
4 filings and snapshots on the tape
RAUM$5.6B as of Apr 20, 2026
Dec 12, 2025$4.8B then
HNW client RAUM$2.5B as of Apr 20, 2026
Dec 12, 2025$2.0B then
State-registered IARs (5.B.3)13 as of Apr 20, 2026
Dec 12, 202515 then
Employees (5.A)26 as of Apr 20, 2026
Dec 12, 202527 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Apr 20, 2026; every figure names its basis
Archetypes, each a printed rule
- Dual wealth and asset manager · private-client share 20 to 60 percent and fund or institutional share at least 30 percent
- OCIO / institutional advisory · selection of other advisers (5.G.7) and institutional share at least 50 percent
- RAUM per advisor
- $401MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 36derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $6.9MderivedHNW RAUM over HNW clients
- Average account
- $3.2MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 51%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.9derivedItem 5.A over advisors
- Advisors per office
- 14.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed fees, otherreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisers, publications, educational seminarsreportedItem 5.G
- Wrap fee program
- participatesreportedItem 5.I
- Custody
- $765M, 153 clientsreportedItem 9.A
- Ownership
- controlled by a public reporting companyderived
- Firms absorbed, 24 months
- 1derivedhalf or more of a firm's advisors moved here within 14 days
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- controlled by a public reporting company (10.A)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Charitable organizations$2.7B49%
- High-net-worth individuals$2.5B44%
- Corporations and businesses$168M3.0%
- State and municipal entities$104M1.9%
- Individuals$67.3M1.2%
- Pension and profit-sharing plans$37.8M0.7%
- Individual clients
- 140reported
- HNW clients
- 363reported
- Pension plan clients
- 8reported
- Charitable clients
- 118reported
- Accounts
- 1,777reported
- Financial planning clients
- 51-100reported
- Wrap fee programs
- $0 sponsored, $9.4M managedreported
- Custody of client assets
- $765M for 153 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.46 fund_share=0.0 institutional_share=0.51 related_bd=true related_bank=false bd_reps=0.0derived
Advisors registered through the firm
14 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| M•••• K•••••••• | Pittsford, Ny | Jan 15, 2026 | 12 y | 1 |
| C••••••••• R•••• M•••••••Chartered Financial Analyst | Pittsford, Ny | Feb 10, 2026 | 18 y | 1 |
| A••••• K•••••• K•• | Pittsford, Ny | Feb 10, 2026 | 14 y | 1 |
| J••••• A• S•••••• | Pittsford, Ny | Feb 10, 2026 | 12 y | 1 |
| T•••••• J••• T•••••• | Pittsford, Ny | Feb 10, 2026 | 21 y | 1 |
| K•••• R•••••Chartered Financial Analyst | Pittsford, Ny | Feb 10, 2026 | 13 y | 1 |
| E••• W•••••• M••••• | Pittsford, Ny | Feb 10, 2026 | 12 y | 1 |
| J••• J••• R••••••• | Pittsford, Ny | Feb 10, 2026 | 15 y | 1 |
| S•••••• T••••• M•••••••Chartered Financial Analyst | Pittsford, Ny | Feb 10, 2026 | 12 y | 3 |
| D•••••• N• E••••••• | Pittsford, Ny | Feb 10, 2026 | 43 y | 1 |
| J•••• G••••• G•••• | Pittsford, Ny | Feb 10, 2026 | 34 y | 1 |
| T••• D•••• G••••Chartered Financial Analyst | Pittsford, Ny | Feb 10, 2026 | 31 y | 1 |
| F•••••••• J•••• M••••• | Pittsford, Ny | Feb 10, 2026 | 17 y | 3 |
| P•••• G•••••• | Pittsford, Ny | Jul 20, 2026 | 15 y | 2 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days1 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- P•••• G•••••• from A••••••••• F•••••••• S•••••••• L••Jul 20, 2026 · Affiliated broker-dealer or bank to independent RIA
Teams: two or more advisors moving together within fourteen days, from one state
- 13 joined from A••••• A••••••• L••Jan 30, 2026 · Pittsford, Ny · Firm absorbed
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B••••• S••••• M••••••• · Vp Administrationcontrolsince 11/2025 · owns less than 5%
- G••••• J••••• G••••• · President, Chief Executive Officer, Chief Financial Officercontrolsince 11/2025 · owns less than 5%
- G••••• T•••• D•••• · Principalcontrolsince 11/2025 · owns less than 5%
- K••••••• B•••••• F•••• · Chief Compliance Officercontrolsince 11/2025 · owns less than 5%
- M•••••• F••••••••• J•••• · Principalcontrolsince 11/2025 · owns less than 5%
- M•••••••• C••••••••• R•••• · Chief Investment Officercontrolsince 11/2025 · owns less than 5%
Entity owners
- E•• H•••••• L•• · Ownerdirect · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Pittsford, Ny · principal | 14 | 14 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 1,662 to 1,777Feb 27, 2026 to Mar 30, 2026
- Advisory employees · 15 to 13Feb 27, 2026 to Mar 30, 2026
- Business name · ESL NEWCO I, LLC to ALESCO ADVISORS, LLC, AN ESL COMPANYFeb 27, 2026 to Mar 30, 2026
- Charity clients · 115 to 118Feb 27, 2026 to Mar 30, 2026
- Corporate clients · 9 to 10Feb 27, 2026 to Mar 30, 2026
- HNW clients · 331 to 363Feb 27, 2026 to Mar 30, 2026
- Individual clients · 137 to 140Feb 27, 2026 to Mar 30, 2026
- Pension plan clients · 10 to 8Feb 27, 2026 to Mar 30, 2026
- Assets in custody · $920M to $765MFeb 27, 2026 to Mar 30, 2026
- Employees · 27 to 26Feb 27, 2026 to Mar 30, 2026
- State-registered IARs · 15 to 13Feb 27, 2026 to Mar 30, 2026
- Discretionary RAUM · $4.8B to $5.6BFeb 27, 2026 to Mar 30, 2026
- HNW RAUM · $2.0B to $2.5BFeb 27, 2026 to Mar 30, 2026
- Individual RAUM · $65.6M to $67.3MFeb 27, 2026 to Mar 30, 2026
- Pension RAUM · $117M to $37.8MFeb 27, 2026 to Mar 30, 2026
- RAUM · $4.8B to $5.6BFeb 27, 2026 to Mar 30, 2026
- Wrap assets (manager) · $8.7M to $9.4MFeb 27, 2026 to Mar 30, 2026
- Legal name · ESL NEWCO I, LLC to ALESCO ADVISORS, LLC, AN ESL COMPANYDec 12, 2025 to Feb 27, 2026
Signals
1 dated events
- Alesco Advisors LLC's advisors moved to Alesco Advisors, LLC, AN Esl Company (Pittsford, NY): 13 of 13 registered, on the same dayJan 30, 2026 · Firm absorbed (people side) · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@alescoadvisors.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 585-586-0970reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/alesco-advisorsreportedpublic record, Form ADV, Sep 18, 2026
- Website
- alescoadvisors.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 585-586-0970reportedpublic record, Form ADV, Apr 20, 2026
- Team page
- alescoadvisors.com/our-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Wealth manager with institutional or fund businessderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $401Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026