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S•••••••• W••••• P•••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

S•••••••• W••••• P•••••••

B••• FINANCIAL, LP, CRD 149134

RICHARDSON, TX

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Search this name across graphsid dfx:ria:b5bc73a6-cd43-6478-0a57-3409c312a638

Data as of Mar 10, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:28 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 1
On other graphs: 0
Observed: Apr 11, 2012 to Mar 10, 2026
20 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $209MItem 5.F on the latest filing (2026-03-10); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $183M
Private client RAUM: $207MderivedItem 5.D individuals plus high net worth individuals
Private client share: 99%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 1
RAUM per advisor

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
S•••••• J•••• B•••	Certified Financial Planner\|Chartered Financial Consultant	RICHARDSON, TX	17	23	2	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B•••• S••••••• J••••	PRESIDENT/SECRETARY/TREASURER	E	yes	01/2006	Apr 11, 2012	Mar 12, 2024
B•••• S••••••• J••••	LIMITED PARTNER	E	yes	01/2006	Apr 11, 2012

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
S•••••• J• B•••	n/a	n/a	n/a	Y	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	1

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$209M	$201M	4.0%	$151M	11.3%	6	8	0	0

Relationships

Registered with (5)

← S•••••• J•••• B•••Advisorregistration: current employment
Jan 8, 2009 to presentfactForm ADV
← Cagatay KocAdvisorregistration: previous registration
Aug 13, 2024 to Jun 6, 2025factForm ADV
← BRANT BRUBAKERAdvisorregistration: previous registration
Apr 8, 2015 to Jul 15, 2021factForm ADV
← Christopher Ludvik Semrod

Dated events

Occurred
Jun 6, 2025
Advisor changed firm
Cagatay Koc left S•••••••• W••••• P••••••• for North Berkeley Wealth Management, Llc (registered 2026-01-20)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b5bc73a6-cd43-6478-0a57-3409c312a638
First observed: Apr 11, 2012
Last observed: Mar 10, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

2025	Mar 10, 2026	$209M	$183M	6	1	0	n/a	n/a
2024	Mar 10, 2025	$201M	$169M	8	2	0	n/a	n/a
2023	Mar 12, 2024	$164M	$133M	7	2	0	n/a	n/a
2022	Mar 15, 2023	$151M	$117M	7	2	0	n/a	n/a
2021	Mar 15, 2022	$145M	$109M	7	2	0	n/a	n/a
2020	Mar 18, 2021	$122M	$88.1M	8	3	0	n/a	n/a
2019	Mar 23, 2020	$103M	$72.5M	8	3	0	n/a	n/a
2018	Mar 20, 2019	$113M	$109M	8	4	1	n/a	n/a
2017	Mar 22, 2018	$103M	$99.2M	9	4	1	n/a	n/a
2016	Mar 24, 2017	$94.8M	$91.7M	8	4	n/a	n/a	n/a
2015	Mar 25, 2016	$96.1M	$66.3M	6	3	n/a	n/a	n/a
2014	Mar 26, 2015	$94.5M	$44.2M	5	3	n/a	n/a	n/a
2013	Mar 18, 2014	$98.7M	$41.8M	5	3	n/a	n/a	n/a
2012	Mar 19, 2013	$94.0M	$36.2M	4	2	n/a	n/a	n/a
2011	Apr 11, 2012	$96.3M	$38.8M	n/a	n/a	n/a	n/a	n/a