DFX Intelligence

S•••••• J•••• B•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultant23 years in industry

S•••••• J•••• B•••

Advisor at S•••••••• W••••• P•••••••

RICHARDSON, TX

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Search this name across graphsid dfx:ria:edcc2efb-3597-f889-3e9a-07330a9100eb

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:22 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jul 15, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••••• W••••• P•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 15, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 17derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••••• W••••• P•••••••	Independent wealth	Jan 8, 2009	n/a	yes	RICHARDSON, TX	Current employment
V••• F•••••••• A•••••••• I•••	Bd affiliated wealth	Dec 20, 2005	Dec 31, 2008	no	ADDISON, TX\|DALLAS, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
V••• F•••••••• A•••••••• I•••	S•••••••• W••••• P•••••••	Dec 31, 2008	Jan 8, 2009	8	Firm change	Other
E•••• S••••••••• L••	V••• F•••••••• A•••••••• I•••	Jan 17, 2006	Dec 20, 2005

Relationships

Registered with (3)

→ S•••••••• W••••• P•••••••Registered adviserregistration: current employment
Jan 8, 2009 to presentfactForm ADV
→ V••• F•••••••• A•••••••• I•••Registered adviserregistration: previous registration
Dec 20, 2005 to Dec 31, 2008factForm ADV
→ E•••• S••••••••• L••Registered adviserregistration: previous registration
Jul 15, 2003 to Jan 17, 2006factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:edcc2efb-3597-f889-3e9a-07330a9100eb
First observed: Jul 15, 2003
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.