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RIA / WealthAdvisordual registered (broker-dealer)31 years in industry

WILLIAM CLIFFORD FRALEY

Advisor at JEFFREY MATTHEWS WEALTH MANAGEMENT, LLC

FLORHAM PARK, NJ

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Search this name across graphsid dfx:ria:b5ca6e18-5136-54aa-a552-ca9e2176a0bc

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:40 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Feb 3, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: JEFFREY MATTHEWS WEALTH MANAGEMENT, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 8, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Mar 8, 1995
First registration: Feb 3, 2006
Dual registered: yes, broker-dealer
Other names: CLIFF FRALEY|WILLIAM FRALEY|WILLIAM FRALEY-JR
IAPD individual key: 2334771

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
JEFFREY MATTHEWS WEALTH MANAGEMENT, LLC	Independent wealth	Mar 8, 2021	n/a	yes	FLORHAM PARK, NJ	Current employment
TRUIST ADVISORY SERVICES, INC.	Bd affiliated wealth	Feb 17, 2021	Mar 8, 2021	no	ATLANTA, GA	Previous registration
BB&T SECURITIES, LLC	Former SEC adviser	Jan 2, 2018	Feb 17, 2021	no	CHARLOTTE, NC\|FOLEY, AL\|GULF SHORES, AL\|BIRMINGHAM, AL\|DULUTH, GA\|FAIRHOPE, AL\|RICHMOND, VA	Previous registration
BB&T INVESTMENT SERVICES, INC.	Former SEC adviser	Oct 22, 2013	Jan 2, 2018	no	CHARLOTTE, NC\|FOLEY, AL\|HOMEWOOD, AL\|GULF SHORES, AL	Previous registration
WADDELL & REED	Former SEC adviser	Aug 12, 2009	Oct 23, 2013	no	TALLAHASSEE, FL\|MOBILE, AL	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Feb 3, 2006	Jul 8, 2009	no	NEWTON, AL\|WINTER GARDEN, FL\|DAPHNE, AL\|SPANISH FORT, AL\|FOLEY, AL\|FAIRHOPE, AL\|LOXLEY, AL\|BIRMINGHAM, AL\|DAPHNE, AL\|BAY MINNETTE, AL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
TRUIST ADVISORY SERVICES, INC.	JEFFREY MATTHEWS WEALTH MANAGEMENT, LLC	Mar 8, 2021	Mar 8, 2021	0	Firm change	Ibd to RIA
BB&T SECURITIES, LLC	TRUIST ADVISORY SERVICES, INC.	Feb 17, 2021	Feb 17, 2021	0	Bulk transfer	Ibd to ibd
BB&T INVESTMENT SERVICES, INC.	BB&T SECURITIES, LLC	Jan 2, 2018	Jan 2, 2018	0	Bulk transfer	Other
WADDELL & REED	BB&T INVESTMENT SERVICES, INC.	Oct 23, 2013	Oct 22, 2013	-1	Firm change	Other
WELLS FARGO ADVISORS	WADDELL & REED	Jul 8, 2009	Aug 12, 2009	35	Firm change	Other

Relationships

Registered with (6)

→ JEFFREY MATTHEWS WEALTH MANAGEMENT, LLCRegistered adviserregistration: current employment
Mar 8, 2021 to presentfactForm ADV
→ TRUIST ADVISORY SERVICES, INC.Registered adviserregistration: previous registration
Feb 17, 2021 to Mar 8, 2021factForm ADV
→ BB&T SECURITIES, LLCRegistered adviserregistration: previous registration
Jan 2, 2018 to Feb 17, 2021factForm ADV
→ BB&T INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Oct 22, 2013 to Jan 2, 2018factForm ADV
→ WADDELL & REEDRegistered adviserregistration: previous registration
Aug 12, 2009 to Oct 23, 2013factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Feb 3, 2006 to Jul 8, 2009factForm ADV

Dated events

No dated event names this entity yet.