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C••• F••• B•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor24 years in industry

C••• F••• B•••

Advisor at W••••• K••••••

JOHNSON CITY, TX

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Search this name across graphsid dfx:ria:b5d7778b-c0d9-2f4e-9678-7de861d19b52

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:57 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: May 1, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••• K••••••
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 1, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 5

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
W••••• K••••••	State registered	Feb 26, 2021	n/a	yes	JOHNSON CITY, TX	Current employment
W••••• K••••••	State registered	Sep 20, 2013	Dec 31, 2020	no	JOHNSON CITY, TX

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
M•••• C••••••• A••••••• S••••••	W••••• K••••••	Oct 5, 2012	Sep 20, 2013	350	Firm change	Other
G•• I••••••••• A•••••••• I•••	M•••• C••••••• A••••••• S••••••	Nov 1, 2005

Relationships

Registered with (5)

→ W••••• K••••••Registered adviserregistration: previous registration
Sep 20, 2013 to Dec 31, 2020factForm ADV
→ M•••• C••••••• A••••••• S••••••Registered adviserregistration: previous registration
Nov 1, 2005 to Oct 5, 2012factForm ADV
→ G•• I••••••••• A•••••••• I•••Registered adviserregistration: previous registration
Sep 1, 2004 to Nov 1, 2005factForm ADV
→ T••••••••• F•••••••• A•••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b5d7778b-c0d9-2f4e-9678-7de861d19b52
First observed: May 1, 2003
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.