DFX Intelligence

G•• I••••••••• A•••••••• I•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserstate registeredstate registeredRAUM under $100M

G•• I••••••••• A•••••••• I•••

CRD 118002

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Search this name across graphsid dfx:ria:fb49cead-050e-09f1-9e74-d43ade0e0ed8

Data as of Jul 10, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:08 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jul 10, 2026 to Jul 10, 2026
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: state registeredderivedon the IAPD state feed, not SEC-registered
Regulatory AUM: $19.9M••• Locked
Discretionary RAUM: $19.9M
Private client RAUM: $19.9Mderived••• Locked
Private client share: 100%derivedprivate client RAUM over total RAUM
Employees: 1
Advisory employees: 1

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
G••••• Q•••••• O•••••	Personal Financial Specialist	MEADOWLAKES, TX	23	47	n/a	yes

Relationships

Registered with (3)

← G••••• Q•••••• O•••••Advisorregistration: current employment
Aug 22, 2003 to presentfactForm ADV
← R•••••• L••• H•••••Advisorregistration: previous registration
Mar 26, 2022 to Oct 24, 2023factForm ADV
← C••• F••• B•••Advisorregistration: previous registration
Sep 1, 2004 to Nov 1, 2005factForm ADV

Dated events

Occurred
Oct 24, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:fb49cead-050e-09f1-9e74-d43ade0e0ed8
First observed: Jul 10, 2026
Last observed: Jul 10, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.