DFX Intelligence

E••••••• A••••••• G••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

E••••••• A••••••• G••••• L••

CRD 146177

GADSDEN, AL

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Search this name across graphsid dfx:ria:b5dbe283-3e9e-9f0b-0eb7-b85ac56e41a2

Data as of Apr 30, 2021 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:48 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Sep 9, 2016 to Apr 30, 2021
16 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $148M••• Locked
Discretionary RAUM: $142M
Private client RAUM: $143Mderived••• Locked
Private client share: 97%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 5
Advisory employees

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
E•••••••• V••••• A••••	CEO/CCO/MANAGING MEMBER	E	yes	01/2008	Sep 9, 2016	Apr 30, 2021

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
Brentwood	Tn	United States	3	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2020	Mar 2, 2021

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2020	$148M	$132M	11.8%	$128M	4.8%	5	5	1	1

Relationships

Controls (1)

← E•••••••• V••••• A••••OwnerCEO/CCO/MANAGING MEMBER, ownership code E, individual
Sep 9, 2016 to presentfactForm ADV

Registered with (3)

← L•••• E•••••• G••••Advisorregistration: previous registration
Nov 12, 2019 to Dec 22, 2021factForm ADV
← M••••••• C••••• R•••••••Advisorregistration: previous registration
Sep 5, 2018 to Dec 22, 2021factForm ADV
← B•••••• W••••

Dated events

Occurred
Sep 9, 2016
First Form ADV filing
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b5dbe283-3e9e-9f0b-0eb7-b85ac56e41a2
First observed: Sep 9, 2016
Last observed: Apr 30, 2021 65 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.