DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Eugenias Advisory Group, LLC

Former SEC-registered adviserGadsden, AlabamaCRD 146177SEC 801-108412IAPD
Latest filing Apr 30, 2021
First filing on the tape Sep 9, 2016 · 16 filings
RAUM
$148M
reported, Item 5.F
Discretionary
96%
of RAUM
Private clients
97%
$143M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
5
3 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
16 filings and snapshots on the tape
RAUM$148M as of Mar 2, 2021
Mar 9, 2017$128M then
HNW client RAUM$133M as of Mar 2, 2021
Mar 6, 2018$108M then
State-registered IARs (5.B.3)3 as of Mar 2, 2021
Mar 9, 20173 then
Employees (5.A)5 as of Mar 2, 2021
Mar 9, 20174 then
Private funds: no history
RAUM +12% over the last fiscal year+4.8% a year over threeIARs 3 to 3
Practice profile
derived from the filing of Apr 30, 2021; every figure names its basis
RAUM per advisor
$49.2MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
28derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$3.0MderivedHNW RAUM over HNW clients
Average account
$498,404derivedRAUM over accounts (5.F.2.f)
Discretionary
96%derivedof RAUM
Institutional
2.9%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.7derivedItem 5.A over advisors
Advisors per office
1.5derived2 offices incl. principal (1.F.5)
RAUM growth, one year
+12%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
+24%derived
Compensation
percentage of assets, hourlyreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, educational seminarsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$133M90%
  • Individuals$10.7M7.3%
  • Pension and profit-sharing plans$4.3M2.9%
Individual clients
39reported
HNW clients
44reported
Pension plan clients
2reported
Charitable clients
n/areported
Accounts
296reported
Financial planning clients
51-100reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, hourlyreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Joined, latest
Every departureEvery arrival
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • Allen Velda Eugenias · Ceo/Cco/Managing Membercontrol
    since 01/2008 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
  • Brentwood, TN3 employees
What changed
consecutive filings, newest first
  • Discretionary RAUM · $145M to $142M
    Mar 2, 2021 to Mar 5, 2021
  • Non-discretionary RAUM · $2.0M to $5.3M
    Mar 2, 2021 to Mar 5, 2021
  • Accounts · 302 to 296
    May 13, 2020 to Mar 2, 2021
  • HNW clients · 39 to 44
    May 13, 2020 to Mar 2, 2021
  • Individual clients · 28 to 39
    May 13, 2020 to Mar 2, 2021
  • Discretionary RAUM · $124M to $145M
    May 13, 2020 to Mar 2, 2021
  • HNW RAUM · $115M to $133M
    May 13, 2020 to Mar 2, 2021
  • Individual RAUM · $12.3M to $10.7M
    May 13, 2020 to Mar 2, 2021
  • Non-discretionary RAUM · $8.4M to $2.0M
    May 13, 2020 to Mar 2, 2021
  • Pension RAUM · $5.0M to $4.3M
    May 13, 2020 to Mar 2, 2021
  • RAUM · $132M to $148M
    May 13, 2020 to Mar 2, 2021
  • Accounts · 403 to 302
    Oct 2, 2019 to Mar 2, 2020
  • Advisory employees · 2 to 3
    Oct 2, 2019 to Mar 2, 2020
  • HNW clients · 43 to 39
    Oct 2, 2019 to Mar 2, 2020
  • Individual clients · 37 to 28
    Oct 2, 2019 to Mar 2, 2020
  • Employees · 8 to 5
    Oct 2, 2019 to Mar 2, 2020
  • State-registered IARs · 2 to 3
    Oct 2, 2019 to Mar 2, 2020
  • Other offices · 3 to 1
    Oct 2, 2019 to Mar 2, 2020
  • Discretionary RAUM · $116M to $124M
    Oct 2, 2019 to Mar 2, 2020
  • HNW RAUM · $105M to $115M
    Oct 2, 2019 to Mar 2, 2020
  • Individual RAUM · $14.3M to $12.3M
    Oct 2, 2019 to Mar 2, 2020
  • Non-discretionary RAUM · $7.3M to $8.4M
    Oct 2, 2019 to Mar 2, 2020
  • Pension RAUM · $4.2M to $5.0M
    Oct 2, 2019 to Mar 2, 2020
  • RAUM · $123M to $132M
    Oct 2, 2019 to Mar 2, 2020
  • Accounts · 382 to 403
    Sep 4, 2018 to Mar 12, 2019
  • HNW clients · 41 to 43
    Sep 4, 2018 to Mar 12, 2019
  • Employees · 4 to 8
    Sep 4, 2018 to Mar 12, 2019
  • Discretionary RAUM · $120M to $116M
    Sep 4, 2018 to Mar 12, 2019
  • HNW RAUM · $108M to $105M
    Sep 4, 2018 to Mar 12, 2019
  • Individual RAUM · $16.0M to $14.3M
    Sep 4, 2018 to Mar 12, 2019
  • Non-discretionary RAUM · $7.6M to $7.3M
    Sep 4, 2018 to Mar 12, 2019
  • Pension RAUM · $4.3M to $4.2M
    Sep 4, 2018 to Mar 12, 2019
  • RAUM · $128M to $123M
    Sep 4, 2018 to Mar 12, 2019
  • Accounts · 496 to 382
    Mar 9, 2017 to Mar 6, 2018
  • Advisory employees · 3 to 2
    Mar 9, 2017 to Mar 6, 2018
  • HNW clients · unset to 41.0
    Mar 9, 2017 to Mar 6, 2018
  • Individual clients · unset to 37.0
    Mar 9, 2017 to Mar 6, 2018
  • Pension plan clients · unset to 2.0
    Mar 9, 2017 to Mar 6, 2018
  • State-registered IARs · 3 to 2
    Mar 9, 2017 to Mar 6, 2018
  • Other offices · unset to 3.0
    Mar 9, 2017 to Mar 6, 2018
Signals
1 dated events
  • Eugenias Advisory Group, Llc filed its initial SEC registration (Form ADV)
    Sep 9, 2016 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor
n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026