DFX Intelligence
Reading the graph
Reading the graph
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Advisor at A••••••• F•••••••• A•••••••• L••
Tucson, AZ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| A••••••• F•••••••• A•••••••• L•• | Bd affiliated wealth | Aug 13, 2018 | n/a | yes | Tucson, AZ | Current employment |
| S••••••• F•••••••• S•••••••• I••• | Former SEC adviser | Oct 20, 2008 | Jun 6, 2011 | no | Bellevue, WA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| S••••••• F•••••••• S•••••••• I••• | A••••••• F•••••••• A•••••••• L•• | Jun 6, 2011 | Aug 13, 2018 | 2,625 | Firm change after gap | Other |
| F•••••• C••• W••••• A••••••• L•• | S••••••• F•••••••• S•••••••• I••• | Feb 7, 2008 | Oct 20, 2008 |
| F•••••• C••• W••••• A••••••• L•• | n/a | Jul 23, 2007 | Feb 7, 2008 | no | EDGEWOOD, WA | Previous registration |
| E•••••• C••• C•••••• M••••••••• | Mixed wealth | Feb 10, 2003 | Jun 30, 2005 | no | SEATTLE, WA | Previous registration |
| 256 |
| Firm change |
| Other |
| E•••••• C••• C•••••• M••••••••• | F•••••• C••• W••••• A••••••• L•• | Jun 30, 2005 | Jul 23, 2007 | 753 | Firm change after gap | Other |