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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultant13 years in industry

BRADLEY K HUMPHRIES

Advisor at APOLLON WEALTH MANAGEMENT, LLC

MOUNT PLEASANT, SC | Columbia, SC

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:12 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jan 27, 2015 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: APOLLON WEALTH MANAGEMENT, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 3, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner|Chartered Financial Consultant
Exams: S63|S65
First exam: Jun 3, 2013
First registration: Jan 27, 2015
Dual registered: no
IAPD individual key: 6184803

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
APOLLON WEALTH MANAGEMENT, LLC	Independent wealth	Jan 15, 2025	n/a	yes	Columbia, SC\|MOUNT PLEASANT, SC	Current employment
SOUTHSTATE ADVISORY, INC.	Former SEC adviser	Dec 22, 2021	May 8, 2023	no	COLUMBIA, SC	Previous registration
COLONIAL TRUST ADVISORS, INC.	Independent wealth	Oct 23, 2015	Sep 30, 2021	no	Columbia, SC\|SPARTANBURG, SC	Previous registration
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	No RAUM reported	Jan 27, 2015	Oct 22, 2015	no	COLUMBIA, SC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SOUTHSTATE ADVISORY, INC.	APOLLON WEALTH MANAGEMENT, LLC	May 8, 2023	Jan 15, 2025	618	Firm change after gap	Other
COLONIAL TRUST ADVISORS, INC.	SOUTHSTATE ADVISORY, INC.	Sep 30, 2021	Dec 22, 2021	83	Firm change	Other
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	COLONIAL TRUST ADVISORS, INC.	Oct 22, 2015	Oct 23, 2015	1	Firm change	Other

Relationships

Registered with (4)

→ APOLLON WEALTH MANAGEMENT, LLCRegistered adviserregistration: current employment
Jan 15, 2025 to presentfactForm ADV
→ SOUTHSTATE ADVISORY, INC.Registered adviserregistration: previous registration
Dec 22, 2021 to May 8, 2023factForm ADV
→ COLONIAL TRUST ADVISORS, INC.Registered adviserregistration: previous registration
Oct 23, 2015 to Sep 30, 2021factForm ADV
→ NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLCRegistered adviserregistration: previous registration
Jan 27, 2015 to Oct 22, 2015factForm ADV

Dated events

Occurred
May 8, 2023
Advisor changed firm
Bradley K Humphries left Southstate Advisory, Inc. for Apollon Wealth Management, Llc (registered 2025-01-15)
Form ADVobserved 4 days ago