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CRD 153113
COLUMBIA, SC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| BARKER, BRIAN, ALAN | Director | Na | yes | 12/2017 | Mar 30, 2018 | Oct 2, 2024 |
| Kirkpatrick, David, Murray | Director | Na | yes | 10/2020 | Nov 16, 2020 | Oct 2, 2024 |
| SOUTH STATE CORPORATION | Shareholder | E | yes | 02/1985 | Aug 1, 2017 | Oct 2, 2024 |
| SOUTHSTATE BANK, N.A. | DIRECT OWNER | E | yes | 07/2013 | Mar 29, 2022 | Oct 2, 2024 |
| HRIN, RAYMOND, MARCUS | CHIEF COMPLIANCE OFFICER | Na | no | 12/2013 | Mar 31, 2014 | Oct 2, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| SOUTHSTATE|DUNCANWILLIAMS SECURITIES CORP. | n/a | Former SEC adviser | $30.0M | N | yes | n/a |
| SOUTHSTATE BANK, N.A. | n/a | n/a | n/a | Y | yes | Sc |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Charleston | Sc | United States | 2 | no |
| Greenville | Sc | United States | 2 | no |
| Richmond | Va | United States | 2 | no |
| Birmingham | Al | United States | 1 | no |
| Augusta | Ga | United States | 1 | no |
| Savannah | Ga | United States | 1 | no |
| DANIEL ISLAND | Sc | United States | 1 | no |
| Spartanburg | Sc | United States | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2024 | Mar 27, 2025 | $3.8B | $3.3B | 22 | 11 | 8 | n/a | n/a |
| 2023 | Mar 29, 2024 | $3.4B | $3.0B | 20 | 10 | 8 | n/a | n/a |
| 2022 | Mar 24, 2023 | $3.1B | $2.8B | 20 | 10 | 7 | n/a | n/a |
| 2021 | Mar 29, 2022 | $2.8B | $2.4B | 21 | 10 | 7 | n/a | n/a |
| 2020 | Mar 30, 2021 | $2.5B | $2.0B | 21 | 10 | 7 | n/a | n/a |
| 2019 | Mar 31, 2020 | $2.3B | $1.9B | 20 | 10 | 5 | n/a | n/a |
| 2018 | Feb 15, 2019 | $419M | $31.9M | 22 | 10 | 5 | n/a | n/a |
| 2017 | Mar 30, 2018 | $701M | $43.3M | 9 | 8 | 2 | n/a | n/a |
| 2016 | Jan 19, 2017 | $437M | $0 | 9 | 8 | n/a | n/a | n/a |
| 2015 | Mar 3, 2016 | $413M | $0 | 6 | 3 | n/a | n/a | n/a |
| 2014 | Mar 30, 2015 | $403M | $0 | 6 | 4 | n/a | n/a | n/a |
| 2013 | Mar 31, 2014 | n/a | n/a | 7 | 4 | n/a | n/a | n/a |
| 2012 | Apr 2, 2013 | n/a | n/a | 4 | 3 | n/a | n/a | n/a |
| 2011 | Jun 27, 2012 | n/a | n/a | n/a | n/a | n/a | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 17 | -17 | n/a | 0 | 0 | 0 | 5 | 18 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2024 | $3.8B | $3.4B | 10.7% | $2.8B | 10.8% | 22 | 20 | 8 | 8 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| SOUTHSTATE PRIVATE CAPITAL MANAGEMENT LLC | 4 | Feb 27, 2026 | Mar 17, 2026 | SAVANNAH, GA | Team lift out | Other | 23.5% |
| SOUTHSTATE PRIVATE CAPITAL MANAGEMENT LLC | 11 | Feb 27, 2026 | Jan 6, 2026 | COLUMBIA, SC | Firm absorbed | Other | 64.7% |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| MINIS & COMPANY | 3 | May 20, 2019 | Feb 9, 2017 | COLUMBIA, SC | Firm absorbed | Other | 100.0% |