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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)32 years in industry

Edward Sullivan Rich

Advisor at EMPOWER ADVISORY GROUP, LLC

GREENWOOD VILLAGE, CO | BROOKLINE, MA

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Search this name across graphsid dfx:ria:b5e91f91-e63b-0755-da7c-211a6b2d406d

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:30 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: May 1, 2013 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: EMPOWER ADVISORY GROUP, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 18, 1993earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S63|S65
First exam: Oct 18, 1993
First registration: May 1, 2013
Dual registered: yes, broker-dealer
Other names: EDWARD S RICH
IAPD individual key: 2375701

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
EMPOWER ADVISORY GROUP, LLC	Bd affiliated wealth	Oct 20, 2021	n/a	yes	BROOKLINE, MA\|GREENWOOD VILLAGE, CO	Current employment
SAGEPOINT FINANCIAL, INC.	Former SEC adviser	Dec 13, 2018	Apr 6, 2021	no	SCOTTSDALE, AZ	Previous registration
FSC SECURITIES CORPORATION	Former SEC adviser	Dec 13, 2018	Apr 6, 2021	no	ATLANTA, GA	Previous registration
WOODBURY FINANCIAL SERVICES, INC.	Former SEC adviser	Dec 13, 2018	Apr 6, 2021	no	OAKDALE, MN	Previous registration
OSAIC WEALTH, INC.	Bd affiliated wealth	Dec 11, 2018	Apr 6, 2021	no	SCOTTSDALE, AZ	Previous registration
SIGNATOR INVESTORS, INC.	Former SEC adviser	May 1, 2013	Nov 5, 2018	no	BOSTON, MA\|BOSTON, MA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
OSAIC WEALTH, INC.	WOODBURY FINANCIAL SERVICES, INC.	Apr 6, 2021	Dec 13, 2018	-845	Channel change	Ibd to ibd
WOODBURY FINANCIAL SERVICES, INC.	FSC SECURITIES CORPORATION	Apr 6, 2021	Dec 13, 2018	-845	Channel change	Ibd to ibd
FSC SECURITIES CORPORATION	SAGEPOINT FINANCIAL, INC.	Apr 6, 2021	Dec 13, 2018	-845	Channel change	Ibd to ibd
SAGEPOINT FINANCIAL, INC.	FSC SECURITIES CORPORATION	Apr 6, 2021	Dec 13, 2018	-845	Firm change after gap	Ibd to ibd
SIGNATOR INVESTORS, INC.	OSAIC WEALTH, INC.	Nov 5, 2018	Dec 11, 2018	36	Bulk transfer	Ibd to ibd

Relationships

Registered with (6)

→ EMPOWER ADVISORY GROUP, LLCRegistered adviserregistration: current employment
Oct 20, 2021 to presentfactForm ADV
→ SAGEPOINT FINANCIAL, INC.Registered adviserregistration: previous registration
Dec 13, 2018 to Apr 6, 2021factForm ADV
→ OSAIC WEALTH, INC.Registered adviserregistration: previous registration
Dec 11, 2018 to Apr 6, 2021factForm ADV
→ WOODBURY FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Dec 13, 2018 to Apr 6, 2021factForm ADV
→ FSC SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Dec 13, 2018 to Apr 6, 2021factForm ADV
→ SIGNATOR INVESTORS, INC.Registered adviserregistration: previous registration
May 1, 2013 to Nov 5, 2018factForm ADV

Dated events

No dated event names this entity yet.