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RIA / WealthAdvisordual registered (broker-dealer)44 years in industry

JOHN JOSEPH YETMAN

Advisor at LPL FINANCIAL LLC

TYSONS, VA

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Search this name across graphsid dfx:ria:b5ea20e4-6874-353f-35c5-3cb422878413

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:31 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Jun 4, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 20, 1982earliest registration or exam on IAPD
Years in industry: 44derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 3
Exams: S65|S63
First exam: May 20, 1982
First registration: Jun 4, 1999
Dual registered: yes, broker-dealer
IAPD individual key: 1036486

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Jul 25, 2025	n/a	yes	TYSONS, VA	Current employment
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Jun 26, 2015	Aug 7, 2025	no	Bethesda, MD\|Potomac, MD	Previous registration
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Jul 2, 2015	no	BETHESDA, MD	Previous registration
MORGAN STANLEY & CO. LLC	n/a	Dec 24, 2008	Jun 1, 2009	no	BETHESDA, MD	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Jun 21, 2004	Dec 24, 2008	no	WASHINGTON, DC\|WASHINGTON, DC	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jun 4, 1999	Jun 7, 2004	no	WASHINGTON, DC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
AMERIPRISE FINANCIAL SERVICES, LLC	LPL FINANCIAL LLC	Aug 7, 2025	Jul 25, 2025	-13	Firm change	Ibd to ibd
MORGAN STANLEY	AMERIPRISE FINANCIAL SERVICES, LLC	Jul 2, 2015	Jun 26, 2015	-6	Firm change	Wirehouse to ibd
MORGAN STANLEY & CO. LLC	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other
UBS FINANCIAL SERVICES INC.	MORGAN STANLEY & CO. LLC	Dec 24, 2008	Dec 24, 2008	0	Firm change	Other
WELLS FARGO ADVISORS	UBS FINANCIAL SERVICES INC.	Jun 7, 2004	Jun 21, 2004	14	Firm change	Wirehouse to wirehouse

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
149777:6363:MD:2015-07-02	Jul 2, 2015	Jun 26, 2015	BETHESDA, MD	Firm change

Relationships

Registered with (6)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Jul 25, 2025 to presentfactForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Jun 26, 2015 to Aug 7, 2025factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Jul 2, 2015factForm ADV
→ MORGAN STANLEY & CO. LLCRegistered adviserregistration: previous registration
Dec 24, 2008 to Jun 1, 2009factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Jun 21, 2004 to Dec 24, 2008factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jun 4, 1999 to Jun 7, 2004factForm ADV

Dated events

Occurred
Aug 7, 2025
Advisor changed firm
John Joseph Yetman left Ameriprise Financial Services, Llc for Lpl Financial Llc (registered 2025-07-25)
Form ADVobserved 5 days ago