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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Analystdual registered (broker-dealer)16 years in industry

Rick Anthony Baray

Advisor at MORGAN STANLEY

Mclean, VA | Washington, DC

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Search this name across graphsid dfx:ria:b5ea21bc-b163-aa5c-1827-155702a2f314

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:23 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 2
On other graphs: 0
Observed: Mar 30, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MORGAN STANLEY
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 23, 2009earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 3
Designations: Certified Financial Planner|Chartered Financial Analyst
Exams: S66|S63
First exam: Oct 23, 2009
First registration: Mar 30, 2011
Dual registered: yes, broker-dealer
Other names: RICK ANTHONY BARAY
IAPD individual key: 5719813

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MORGAN STANLEY	Wirehouse	Oct 18, 2024	n/a	yes	Washington, DC\|Mclean, VA	Current employment
MML INVESTORS SERVICES, LLC	Bd affiliated wealth	Nov 16, 2023	Oct 11, 2024	no	McLean, VA\|Washington, DC	Previous registration
CAMPBELL WEALTH MANAGEMENT, INC.	Former SEC adviser	Apr 14, 2020	Nov 29, 2023	no	ALEXANDRIA, VA	Previous registration
SCHWAB WEALTH ADVISORY, INC.	No RAUM reported	Jul 16, 2018	Apr 14, 2020	no	Lone Tree, CO\|LONE TREE, CO	Previous registration
USAA FINANCIAL PLANNING SERVICES	Former SEC adviser	Dec 12, 2013	Jul 29, 2016	no	NEW YORK, NY	Previous registration
J.P. MORGAN SECURITIES LLC	Wirehouse	Oct 1, 2012	Nov 20, 2013	no	LA JOLLA, CA\|ESCONDIDO, CA\|ESCONDIDO, CA\|ESCONDIDO, CA\|ESCONDIDO, CA	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Apr 25, 2012	Oct 1, 2012	no	LA JOLLA, CA	Previous registration
NEW ENGLAND SECURITIES CORPORATION	Former SEC adviser	Mar 30, 2011	Apr 2, 2012	no	SAN DIEGO, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MML INVESTORS SERVICES, LLC	MORGAN STANLEY	Oct 11, 2024	Oct 18, 2024	7	Firm change	Ibd to wirehouse
CAMPBELL WEALTH MANAGEMENT, INC.	MML INVESTORS SERVICES, LLC	Nov 29, 2023	Nov 16, 2023	-13	Firm change	RIA to ibd
SCHWAB WEALTH ADVISORY, INC.	CAMPBELL WEALTH MANAGEMENT, INC.	Apr 14, 2020	Apr 14, 2020	0	Firm change	Other
USAA FINANCIAL PLANNING SERVICES	SCHWAB WEALTH ADVISORY, INC.	Jul 29, 2016	Jul 16, 2018	717	Firm change after gap	Other
J.P. MORGAN SECURITIES LLC	USAA FINANCIAL PLANNING SERVICES	Nov 20, 2013	Dec 12, 2013	22	Firm change	Other
CHASE INVESTMENT SERVICES CORP.	J.P. MORGAN SECURITIES LLC	Oct 1, 2012	Oct 1, 2012	0	Bulk transfer	Other
NEW ENGLAND SECURITIES CORPORATION	CHASE INVESTMENT SERVICES CORP.	Apr 2, 2012	Apr 25, 2012	23	Firm change	Other

Relationships

Registered with (8)

→ MORGAN STANLEYRegistered adviserregistration: current employment
Oct 18, 2024 to presentfactForm ADV
→ MML INVESTORS SERVICES, LLCRegistered adviserregistration: previous registration
Nov 16, 2023 to Oct 11, 2024factForm ADV
→ CAMPBELL WEALTH MANAGEMENT, INC.Registered adviserregistration: previous registration
Apr 14, 2020 to Nov 29, 2023factForm ADV
→ SCHWAB WEALTH ADVISORY, INC.Registered adviserregistration: previous registration
Jul 16, 2018 to Apr 14, 2020factForm ADV
→ USAA FINANCIAL PLANNING SERVICESRegistered adviserregistration: previous registration
Dec 12, 2013 to Jul 29, 2016factForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Oct 1, 2012 to Nov 20, 2013factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Apr 25, 2012 to Oct 1, 2012factForm ADV
→ NEW ENGLAND SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Mar 30, 2011 to Apr 2, 2012factForm ADV

Dated events

Occurred
Oct 11, 2024
Advisor changed firm
Rick Anthony Baray left Mml Investors Services, Llc for Morgan Stanley (registered 2024-10-18)
Form ADVobserved 6 days ago
Occurred
Nov 29, 2023
Advisor changed firm
Rick Anthony Baray left Campbell Wealth Management, Inc. for Mml Investors Services, Llc (registered 2023-11-16)
Form ADVobserved 6 days ago