DFX Intelligence

Data Factory

RIA / WealthAdvisorCertified Financial Planner20 years in industry

Carl Scott Lamb

Advisor at PARALLEL ADVISORS, LLC

SAN FRANCISCO, CA | OCEANSIDE, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b5f8e477-3757-0f27-43dc-ed2679bdccd2

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:42 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Jan 1, 2006 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PARALLEL ADVISORS, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 22, 2005earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S66
First exam: Dec 22, 2005
First registration: Jan 1, 2006
Dual registered: no
Other names: CARL SCOTT LAMB|C. SCOTT LAMB
IAPD individual key: 5020667

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PARALLEL ADVISORS, LLC	Independent wealth	Apr 10, 2025	n/a	yes	SAN FRANCISCO, CA\|OCEANSIDE, CA	Current employment
ALLWORTH FINANCIAL, L.P.	Bd affiliated wealth	Jun 22, 2019	Apr 4, 2025	no	San Diego, CA\|FOLSOM, CA	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Jun 28, 2018	Oct 3, 2018	no	SAN DIEGO, CA	Previous registration
LWI FINANCIAL INC.	Former SEC adviser	Jan 27, 2011	Jun 4, 2018	no	SAN JOSE, CA\|SAN DIEGO, CA	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Sep 18, 2008	Dec 31, 2010	no	SAN DIEGO, CA	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Jan 1, 2006	Aug 26, 2008	no	SAN DIEGO, CA\|RANCHO SANTA FE, CA\|SAN DIEGO, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ALLWORTH FINANCIAL, L.P.	PARALLEL ADVISORS, LLC	Apr 4, 2025	Apr 10, 2025	6	Firm change	Ibd to RIA
LPL FINANCIAL LLC	ALLWORTH FINANCIAL, L.P.	Oct 3, 2018	Jun 22, 2019	262	Firm change	RIA to RIA
LWI FINANCIAL INC.	LPL FINANCIAL LLC	Jun 4, 2018	Jun 28, 2018	24	Firm change	Ibd to RIA
LPL FINANCIAL LLC	LWI FINANCIAL INC.	Dec 31, 2010	Jan 27, 2011	27	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	LPL FINANCIAL LLC	Aug 26, 2008	Sep 18, 2008	23	Firm change	Other

Relationships

Registered with (5)

→ PARALLEL ADVISORS, LLCRegistered adviserregistration: current employment
Apr 10, 2025 to presentfactForm ADV
→ ALLWORTH FINANCIAL, L.P.Registered adviserregistration: previous registration
Jun 22, 2019 to Apr 4, 2025factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Jun 28, 2018 to Oct 3, 2018factForm ADV
→ LWI FINANCIAL INC.Registered adviserregistration: previous registration
Jan 27, 2011 to Jun 4, 2018factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Jan 1, 2006 to Aug 26, 2008factForm ADV

Dated events

Occurred
Apr 4, 2025
Advisor changed firm
Carl Scott Lamb left Allworth Financial, L.P. for Parallel Advisors, Llc (registered 2025-04-10)
Form ADVobserved 4 days ago