This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

asset managerderivedprivate_client_share=0.02 fund_share=0.98 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0

Regulatory AUM

$3.3BItem 5.F on the latest filing (2026-08-05); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$3.2B

Private client RAUM

$58.6MderivedItem 5.D individuals plus high net worth individuals

Private client share

2%derivedprivate client RAUM over total RAUM

Advisors on IAPD

1

RAUM per advisor

$3.3Bderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book

Employees

28

Advisory employees

11

Offices

0Schedule D 1.F, beyond the principal office

Accounts

11

High net worth clients

3

Private funds

7Schedule D 7.B(1)

Custody, client assets

$3.2B

SEC number

801-79560

CIK

1670509

CRD

161109

Filings on the tape

29

First filed

Mar 31, 2014

Latest filed

Aug 5, 2026

Organised

Limited Liability Company, IL

• Occurred

  Mar 30, 2022
  Regulatory AUM changed

  Sbb Research Group Llc reported RAUM $1.8B, up 35% from $1.4B (2021-12-01 to 2022-03-30)

  Form ADVobserved 4 days ago
  $481M
• Occurred

  Mar 30, 2022
  Control person joined

  Dilip Sandeep Navalgund (Director Of Research Of The Manager Of The Issuer) appeared on Schedule A of Sbb Research Group Llc

  Form ADVobserved 4 days ago
• Occurred

  Nov 30, 2021
  Regulatory AUM changed

  Sbb Research Group Llc reported RAUM $1.4B, up 155% from $531.7M (2021-06-25 to 2021-11-30)

  Form ADVobserved 4 days ago
  $826M
• Occurred

  Nov 30, 2021
  Control person joined

  M Walter Kelly (Corporate Counsel And Chief Compliance Officer) appeared on Schedule A of Sbb Research Group Llc

  Form ADVobserved 4 days ago
• Occurred

  Nov 30, 2021
  Control person joined

  Alan Bradley Greenstein (Chief Financial Officer) appeared on Schedule A of Sbb Research Group Llc

  Form ADVobserved 4 days ago
• Occurred

  Mar 31, 2014
  First Form ADV filing

  Sbb Research Group Llc filed its initial SEC registration (Form ADV)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:b601d3da-3e90-5ede-7361-64d35fdfdc59

First observed

Mar 31, 2014

Last observed

Aug 5, 2026 45 days ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.