DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
S•• R••••••• G•••• L••
Latest filing Aug 5, 2026
First filing on the tape Mar 31, 2014 · 29 filings
SEC status approved since Apr 23, 2014
RAUM
$3.3B
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
1.8%
$58.6M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$3.3B
derived; firm RAUM over IAPD count
Employees
28
11 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
7
reported on Schedule D
History
29 filings and snapshots on the tape
RAUM$3.3B as of Aug 5, 2026
Mar 30, 2015$219M then
HNW client RAUM$58.6M as of Aug 5, 2026
Mar 30, 2018$18.4M then
State-registered IARs (5.B.3)1 as of Aug 5, 2026
Mar 30, 20151 then
Employees (5.A)28 as of Aug 5, 2026
Mar 30, 201517 then
Private funds7 as of Aug 5, 2026
Mar 30, 20155 then
RAUM +17% over the last fiscal year+16% a year over threeIARs 1 to 1
Practice profile
derived from the filing of Aug 5, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $3.3BderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $19.5MderivedHNW RAUM over HNW clients
- Average account
- $296MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 28.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +17%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $3.2B, 8 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$3.2B98%
- High-net-worth individuals$58.6M1.8%
- Individual clients
- n/areported
- HNW clients
- 3reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 11reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $3.2B for 8 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.02 fund_share=0.98 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| M•••••• L••••••• A••• | Northbrook, Il | May 11, 2012 | 15 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
11 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| S•• R••••••• G•••• F••• C•• X• L•• S••••• C• | Hedge Fund | $1.1B | 2 | Mar 30, 2022 |
| S•• R••••••• G•••• P•••••••• I•• L•• | Hedge Fund | $752M | 6 | Nov 30, 2021 |
| S•• R••••••• G•••• P•••••••• I• L•• | Hedge Fund | $212M | 36 | Mar 30, 2015 |
| S•• R••••••• G•••• C•• I• L•• | Hedge Fund | $78.4M | 2 | Mar 31, 2014 |
| S•• R••••••• G•••• P•••••••• I• L•• | Hedge Fund | $66.0M | 4 | Mar 29, 2019 |
| S•• R••••••• G•••• P•••••••• O••• L•• | Hedge Fund | $50.3M | 2 | Aug 31, 2022 |
| S•• R••••••• G•••• F••• C•• X• L•• S••••• A• | Hedge Fund | $29.1M | 5 | Mar 30, 2016 |
| S•• R••••••• G•••• I•••••••• I• L•• | Hedge Fund | $27.4M | 10 | Mar 31, 2014 |
| S•• R••••••• G•••• I•••••••• I•• L•• | Hedge Fund | $23.6M | 17 | Mar 31, 2014 |
| S•• R••••••• G•••• I•••••••• I• L•• | Hedge Fund | $11.6M | 4 | Mar 31, 2014 |
| S•• R••••••• G•••• F••• C•• X• L•• S••••• B• | Hedge Fund | $1.7M | 1 | Mar 30, 2022 |
Owners and control persons
Schedule A and B, latest filing
- A•••• M••••••• L••••••• · Chief Operating Officercontrolsince 02/2011 · owns less than 5%
- B••••••• S•••••• B••••••• · Chief Executive Officercontrolsince 12/2010 · owns less than 5%
- G••••••••• B••••••• A••• · Chief Financial Officercontrolsince 11/2021 · owns less than 5%
- K••••• W•••••• M• · Corporate Counsel And Chief Compliance Officercontrolsince 11/2021 · owns less than 5%
- N••••••••• S••••••• D•••• · Director Of R••••••• Of The Manager Of The Issuercontrolsince 03/2021 · owns less than 5%
- B••••••• S•••••• B••••••• · Sole Membercontrolsince 01/2017 · owns 75% or more of S•• R••••••• G•••• E••••••••• L••
Entity owners
- S•• R••••••• G•••• E••••••••• L•• · Sole Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Assets in custody · $3.2B to $3.2BMay 4, 2026 to Aug 5, 2026
- Accounts · 14 to 11Jan 5, 2026 to Mar 31, 2026
- HNW clients · 6 to 3Jan 5, 2026 to Mar 31, 2026
- Pooled vehicle clients · 6 to 7Jan 5, 2026 to Mar 31, 2026
- Assets in custody · $2.8B to $3.2BJan 5, 2026 to Mar 31, 2026
- Employees · 27 to 28Jan 5, 2026 to Mar 31, 2026
- Private funds · 12 to 7Jan 5, 2026 to Mar 31, 2026
- Discretionary RAUM · $2.8B to $3.2BJan 5, 2026 to Mar 31, 2026
- HNW RAUM · $59.1M to $58.6MJan 5, 2026 to Mar 31, 2026
- Non-discretionary RAUM · $31.5M to $29.6MJan 5, 2026 to Mar 31, 2026
- Pooled vehicle RAUM · $2.7B to $3.2BJan 5, 2026 to Mar 31, 2026
- RAUM · $2.8B to $3.3BJan 5, 2026 to Mar 31, 2026
- Financial planning clients · 0 to 0Jul 10, 2025 to Nov 25, 2025
- Private funds · 11 to 12Jul 10, 2025 to Nov 25, 2025
- Accounts · 23 to 14Mar 27, 2024 to Mar 28, 2025
- HNW clients · 8 to 6Mar 27, 2024 to Mar 28, 2025
- Pooled vehicle clients · 11 to 6Mar 27, 2024 to Mar 28, 2025
- Assets in custody · $2.4B to $2.8BMar 27, 2024 to Mar 28, 2025
- Discretionary RAUM · $2.4B to $2.8BMar 27, 2024 to Mar 28, 2025
- HNW RAUM · $81.0M to $59.1MMar 27, 2024 to Mar 28, 2025
- Non-discretionary RAUM · $40.6M to $31.5MMar 27, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $2.3B to $2.7BMar 27, 2024 to Mar 28, 2025
- RAUM · $2.5B to $2.8BMar 27, 2024 to Mar 28, 2025
- Advisory employees · 10 to 11May 31, 2023 to Mar 27, 2024
- HNW clients · 7 to 8May 31, 2023 to Mar 27, 2024
- Assets in custody · $2.1B to $2.4BMay 31, 2023 to Mar 27, 2024
- Employees · 23 to 27May 31, 2023 to Mar 27, 2024
- Discretionary RAUM · $2.1B to $2.4BMay 31, 2023 to Mar 27, 2024
- HNW RAUM · $109M to $81.0MMay 31, 2023 to Mar 27, 2024
- Non-discretionary RAUM · $38.6M to $40.6MMay 31, 2023 to Mar 27, 2024
- Pooled vehicle RAUM · $1.9B to $2.3BMay 31, 2023 to Mar 27, 2024
- RAUM · $2.1B to $2.5BMay 31, 2023 to Mar 27, 2024
- Accounts · 22 to 23Nov 3, 2022 to Mar 31, 2023
- Advisory employees · 12 to 10Nov 3, 2022 to Mar 31, 2023
- HNW clients · 6 to 7Nov 3, 2022 to Mar 31, 2023
- Pooled vehicle clients · 12 to 11Nov 3, 2022 to Mar 31, 2023
- Assets in custody · $1.8B to $2.1BNov 3, 2022 to Mar 31, 2023
- Employees · 22 to 23Nov 3, 2022 to Mar 31, 2023
- Discretionary RAUM · $1.8B to $2.1BNov 3, 2022 to Mar 31, 2023
- HNW RAUM · $74.4M to $109MNov 3, 2022 to Mar 31, 2023
Signals
6 dated events
- S•• R••••••• G•••• L•• reported RAUM $1.8B, up 35% from $1.4B (2021-12-01 to 2022-03-30)Mar 30, 2022 · RAUM change · derived
- Dilip Sandeep Navalgund (Director Of Research Of The Manager Of The Issuer) appeared on Schedule A of S•• R••••••• G•••• L••Mar 30, 2022 · Control person joined · fact
- S•• R••••••• G•••• L•• reported RAUM $1.4B, up 155% from $531.7M (2021-06-25 to 2021-11-30)Nov 30, 2021 · RAUM change · derived
- M Walter Kelly (Corporate Counsel And Chief Compliance Officer) appeared on Schedule A of S•• R••••••• G•••• L••Nov 30, 2021 · Control person joined · fact
- Alan Bradley Greenstein (Chief Financial Officer) appeared on Schedule A of S•• R••••••• G•••• L••Nov 30, 2021 · Control person joined · fact
- S•• R••••••• G•••• L•• filed its initial SEC registration (Form ADV)Mar 31, 2014 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/SBB-R•••••••-GROUPreportedpublic record, Form ADV, Sep 18, 2026
- Website
- SBBRG.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 847-656-1111reportedpublic record, Form ADV, Aug 5, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- $3.3Bderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026