DFX Intelligence

R•••••• P•••••• S••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)33 years in industry

R•••••• P•••••• S••••••

Advisor at F•••• I••••••••• S•••••••

SAN ANTONIO, TX | CORPUS CHRISTI, TX

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Search this name across graphsid dfx:ria:b60b1455-c8b3-0801-a88a-cb299fee46b3

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 10:42 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Feb 2, 1998 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•••• I••••••••• S•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jun 30, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F•••• I••••••••• S•••••••	Bd affiliated wealth	Aug 13, 2024	n/a	yes	CORPUS CHRISTI, TX\|SAN ANTONIO, TX	Current employment
W•••• F•••• A•••••••	Wirehouse	May 31, 2016	Aug 15, 2024	no	CORPUS CHRISTI, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	F•••• I••••••••• S•••••••	Aug 15, 2024	Aug 13, 2024	-2	Firm change	Wirehouse to ibd
M• E• A•••••• • C••• I•••	W•••• F•••• A•••••••	Jun 9, 2016	May 31, 2016

Relationships

Registered with (6)

→ F•••• I••••••••• S•••••••Registered adviserregistration: current employment
Aug 13, 2024 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
May 31, 2016 to Aug 15, 2024factForm ADV
→ M• E• A•••••• • C••• I•••Registered adviserregistration: previous registration
Jul 25, 2012 to Jun 9, 2016factForm ADV
→ M••••• S••••••

Dated events

Occurred
Aug 15, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b60b1455-c8b3-0801-a88a-cb299fee46b3
First observed: Feb 2, 1998
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.