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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

CHARLES GARRETT MORGAN

Advisor at INDEPENDENT WEALTH NETWORK, INC.

Lubbock, TX | URBANDALE, IA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b60efb78-f9b2-156e-39ea-04fa800e3fd2

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:51 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Sep 15, 2014 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: INDEPENDENT WEALTH NETWORK, INC.
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 1, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 2
Current registrations: 1
Registered states: 8
Exams: S66
First exam: Feb 19, 2009
First registration: Sep 15, 2014
Dual registered: yes, broker-dealer
IAPD individual key: 5522992

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
INDEPENDENT WEALTH NETWORK, INC.	Independent wealth	Sep 25, 2018	n/a	yes	URBANDALE, IA\|Lubbock, TX	Current employment
INTEGRITY ALLIANCE, LLC	Bd affiliated wealth	Sep 24, 2018	Sep 25, 2018	no	Lubbock, TX\|URBANDALE, IA\|Lubbock, TX	Previous registration
LOWELL WEALTH MANAGEMENT	Former SEC adviser	Sep 15, 2014	Sep 24, 2018	no	LUBBOCK, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
INTEGRITY ALLIANCE, LLC	INDEPENDENT WEALTH NETWORK, INC.	Sep 25, 2018	Sep 25, 2018	0	Firm change	RIA to RIA
LOWELL WEALTH MANAGEMENT	INTEGRITY ALLIANCE, LLC	Sep 24, 2018	Sep 24, 2018	0	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
24913:139627:TX:2018-09-17	Sep 24, 2018	Sep 24, 2018	LUBBOCK, TX	Firm change

Relationships

Registered with (3)

→ INDEPENDENT WEALTH NETWORK, INC.Registered adviserregistration: current employment
Sep 25, 2018 to presentfactForm ADV
→ INTEGRITY ALLIANCE, LLCRegistered adviserregistration: previous registration
Sep 24, 2018 to Sep 25, 2018factForm ADV
→ LOWELL WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Sep 15, 2014 to Sep 24, 2018factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b60efb78-f9b2-156e-39ea-04fa800e3fd2
First observed: Sep 15, 2014
Last observed: Sep 15, 2026 4 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

CHARLES GARRETT MORGAN

Advisor at INDEPENDENT WEALTH NETWORK, INC.

Lubbock, TX | URBANDALE, IA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b60efb78-f9b2-156e-39ea-04fa800e3fd2

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:51 PM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

INDEPENDENT WEALTH NETWORK, INC.

Independent wealth

Sep 25, 2018

n/a

yes

URBANDALE, IA|Lubbock, TX

Current employment

INTEGRITY ALLIANCE, LLC

Bd affiliated wealth

Sep 24, 2018

Sep 25, 2018

Lubbock, TX|URBANDALE, IA|Lubbock, TX

Previous registration

LOWELL WEALTH MANAGEMENT

Former SEC adviser

Sep 15, 2014

Sep 24, 2018

LUBBOCK, TX

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

INTEGRITY ALLIANCE, LLC

INDEPENDENT WEALTH NETWORK, INC.

Sep 25, 2018

Firm change

RIA to RIA

LOWELL WEALTH MANAGEMENT

INTEGRITY ALLIANCE, LLC

Sep 24, 2018

Firm change

Other

Team

Left

Joined

From

Kind

24913:139627:TX:2018-09-17

Sep 24, 2018

LUBBOCK, TX

Firm change