This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

independent wealth managerderivedprivate_client_share=0.92 fund_share=0.0 institutional_share=0.08 related_bd=false related_bank=false bd_reps=0.0

Regulatory AUM

$284MItem 5.F on the latest filing (2026-03-25); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$284M

Private client RAUM

$262MderivedItem 5.D individuals plus high net worth individuals

Private client share

92%derivedprivate client RAUM over total RAUM

Advisors on IAPD

2

RAUM per advisor

$142Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book

Employees

4

Advisory employees

2

Offices

1Schedule D 1.F, beyond the principal office

Accounts

626

Individual clients

70

High net worth clients

80

SEC number

801-115111

CRD

155353

Filings on the tape

14

First filed

Mar 28, 2019

Latest filed

Mar 25, 2026

Organised

Limited Liability Company, WA

Website

kaizenfa.com

• Occurred

  Apr 7, 2025
  Advisor changed firm

  Madison Williams left Kaizen Financial Advisors, Llc for Avier Wealth Advisors (registered 2025-06-09)

  Form ADVobserved 6 days ago
• Occurred

  Mar 28, 2019
  First Form ADV filing

  Kaizen Financial Advisors, Llc filed its initial SEC registration (Form ADV)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:b6135110-2154-9366-8934-f7adee0ced95

First observed

Mar 28, 2019

Last observed

Mar 25, 2026 6 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.