DFX Intelligence

C•••••• M•••••• E••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor27 years in industry

C•••••• M•••••• E••••

Advisor at C•••••• I••••••••• A••••••• S•••••••• L••

RALEIGH, NC | GREENVILLE, NC

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Search this name across graphsid dfx:ria:b6180187-f6bd-b955-4263-a28168a7b3d9

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:00 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Dec 31, 2001 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• I••••••••• A••••••• S•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jul 27, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• I••••••••• A••••••• S•••••••• L••	Bd affiliated wealth	Sep 8, 2025	n/a	yes	GREENVILLE, NC\|RALEIGH, NC	Current employment
F••••••••• I••••••••• A••••••• L••	Independent wealth	May 11, 2021	Sep 3, 2025	no	GREENVILLE, NC\|PHOENIX, AZ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F••••••••• I••••••••• A••••••• L••	C•••••• I••••••••• A••••••• S•••••••• L••	Sep 3, 2025	Sep 8, 2025	5	Firm change	RIA to ibd
L•••••• A•••• M•••••••••	F••••••••• I••••••••• A••••••• L••	May 10, 2021	May 11, 2021

Relationships

Registered with (7)

→ C•••••• I••••••••• A••••••• S•••••••• L••Registered adviserregistration: current employment
Sep 8, 2025 to presentfactForm ADV
→ F••••••••• I••••••••• A••••••• L••Registered adviserregistration: previous registration
May 11, 2021 to Sep 3, 2025factForm ADV
→ L•••••• A•••• M•••••••••Registered adviserregistration: previous registration
Apr 2, 2018 to May 10, 2021factForm ADV
→ C•••••• A••••••• S•••••••• L••

Dated events

Occurred
Sep 3, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b6180187-f6bd-b955-4263-a28168a7b3d9
First observed: Dec 31, 2001
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.