DFX Intelligence

D•••••• S••••• R••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultant11 years in industry

D•••••• S••••• R••••••

Advisor at G••••••• W••••• A•••••••• L••

RALEIGH, NC | O••••, NE

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b6240fbd-1e52-fc48-0bb7-474b16e58cac

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:12 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jan 4, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G••••••• W••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
G••••••• W••••• A•••••••• L••	Independent wealth	Jan 5, 2025	n/a	yes	RALEIGH, NC\|O••••, NE	Current employment
O•• P•••••••	Former SEC adviser	Jul 30, 2021	Jan 2, 2025	no	Omaha, NE\|DALLAS, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O•• P•••••••	G••••••• W••••• A•••••••• L••	Jan 2, 2025	Jan 5, 2025	3	Firm change	RIA to RIA
W••••••••• P•••••••• L••	O•• P•••••••	Jul 30, 2021	Jul 30, 2021

Team moves

••• Locked

Team	Left	Joined	From	Kind
312728:305412:TX:2025-01-02	Jan 2, 2025	Jan 5, 2025	DALLAS, TX	Firm change
169584:312728:NE:2021-07-30	Jul 30, 2021	Jul 30, 2021	O••••, NE	Firm change
149018:169584:NE:2020-11-09	Nov 9, 2020	Nov 12, 2020	O••••, NE	Firm change

Relationships

Registered with (5)

→ G••••••• W••••• A•••••••• L••Registered adviserregistration: current employment
Jan 5, 2025 to presentfactForm ADV
→ O•• P•••••••Registered adviserregistration: previous registration
Jul 30, 2021 to Jan 2, 2025factForm ADV
→ W••••••••• P•••••••• L••Registered adviserregistration: previous registration
Nov 12, 2020 to Jul 30, 2021factForm ADV
→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••

Dated events

Occurred
Jan 2, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b6240fbd-1e52-fc48-0bb7-474b16e58cac
First observed: Jan 4, 2016
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.