DFX Intelligence

P•••• J•••• A•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

P•••• J•••• A•••••

Advisor at C••••••• A•••• M••••••••• L••

ANN ARBOR, MI | Knoxville, TN

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Search this name across graphsid dfx:ria:b626405f-d81e-d695-4810-42940a0351ed

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:35 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Dec 12, 2023 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••• A•••• M••••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jul 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••• A•••• M••••••••• L••	Bd affiliated wealth	Jan 10, 2024	n/a	yes	Knoxville, TN\|ANN ARBOR, MI	Current employment
M• H••••••• S••••••••• I•••	Bd affiliated wealth	Dec 12, 2023	Jan 2, 2024	no	KNOXVILLE, TN\|PORTLAND, OR

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M• H••••••• S••••••••• I•••	C••••••• A•••• M••••••••• L••	Jan 2, 2024	Jan 10, 2024	8	Firm change	Ibd to ibd

Relationships

Registered with (2)

→ C••••••• A•••• M••••••••• L••Registered adviserregistration: current employment
Jan 10, 2024 to presentfactForm ADV
→ M• H••••••• S••••••••• I•••Registered adviserregistration: previous registration
Dec 12, 2023 to Jan 2, 2024factForm ADV

Dated events

Occurred
Jan 2, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b626405f-d81e-d695-4810-42940a0351ed
First observed: Dec 12, 2023
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.