DFX Intelligence
Reading the graph
Reading the graph
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Advisor at R••••••••• C•••••• M•••••••••
New York, NY | NEW YORK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| R••••••••• C•••••• M••••••••• | Bd affiliated wealth | Feb 21, 2024 | n/a | yes | NEW YORK, NY | Current employment |
| R••••••••• C•••••• M••••••••• | Bd affiliated wealth | Apr 19, 2023 | n/a | yes | New York, NY | Current employment |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| J••• M••••• P•••••• W••••• A••••••• L•• | R••••••••• C•••••• M••••••••• | May 16, 2023 | Apr 19, 2023 | -27 | Firm change | Ibd to ibd |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | J••• M••••• P•••••• W••••• A••••••• L•• | Jan 24, 2017 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 108559:291361:CA:2023-05-16 | May 16, 2023 | Apr 19, 2023 | SAN FRANCISCO, CA | Firm change |
| 7691:108559:NY:2017-01-24 | Jan 24, 2017 | Jan 20, 2017 | NEW YORK, NY | Firm change |
| J••• M••••• P•••••• W••••• A••••••• L•• |
| Former SEC adviser |
| Jan 20, 2017 |
| May 16, 2023 |
| no |
| NEW YORK, NY|SAN FRANCISCO, CA |
| Previous registration |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Wirehouse | Dec 14, 2006 | Jan 24, 2017 | no | NEW YORK, NY | Previous registration |
| -4 |
| Firm change |
| Other |